Connect with us

Politics

Battle for the Family’s Soul: Anatomy of the Orphanage Phenomenon in Kenya

17 min read.

The HIV/AIDS pandemic and hardships caused by SAPs led to a dramatic rise in the number of orphanages in Kenya. However, as SIMON NJOROGE notes, the concept of orphanages is alien to Kenyan and African culture. The good news is that global and national shifts in policy could soon see the eradication of orphanages in poor countries.

Published

on

Battle for the Family’s Soul: Anatomy of the Orphanage Phenomenon in Kenya
Download PDFPrint Article

Orphanages, alternatively referred to as children’s homes or charitable children’s institutions as per the Children Act 2001, have been in the headlines in the recent past for a myriad of allegations ranging from abuse and neglect of children, recruitment of children from poor families and involvement in a cartel of traffickers in the guise of adoption that has involved adoption societies, lawyers, children’s officers and judicial officers. The dramatic case of Matt and Daisy Mazzoncini is the latest in a series of explosive exposés on orphanages and adoption in Kenya.

While all the focus has been on these emerging cases and the ensuing drama, a more profound discourse concerning the suitability of the orphanage as a model of care and protection of children has been ongoing for some years among policymakers, practitioners and childcare advocates. Deinstitutionalisation or the gradual replacement of the orphanage with social services at the community level coupled with family-based alternatives like foster care and kinship care have been proposed. To a keen observer, the question of whether there is a nexus between the two seemingly discrete occurrences naturally arises.

Deinstitutionalisation

Is the ongoing onslaught on childcare service providers related to the broader deinstitutionalisation discourse?

Bur first, what exactly is deinstitutionalisation?

Any attempt to effectively unpack the concept of deinstitutionalisation immediately demands an answer to the question of how the orphanage, in the first place, came to stealthily occupy the space for the care and protection of children traditionally reserved for the family. Social inertia implies that norms and institutions anchored in tradition do not easily give way to new and exotic ones unless, as a prerequisite, the social forces that anchor them are weakened by changes within the same society. New norms and institutions only come in to fill a gap which they have not themselves created but which requires filling nevertheless.

What then are these social dynamics that significantly weakened the family institution and its cultural underpinning? Why and how did the orphanage emerge? What is the impact of the orphanage on children, the family, and communities? Is the orphanage a better alternative for care and protection of children than the family? What informs the ongoing deinstitutionalisation discourse and how is it likely to shape the national child protection policy?

Any attempt to effectively unpack the concept of deinstitutionalisation immediately demands an answer to the question of how the orphanage, in the first place, came to stealthily occupy the space for the care and protection of children traditionally reserved for the family.

The orphanage is primarily a western concept. In North America, orphanages first emerged in the early 19th century while in Europe they can be traced far back to the Roman Empire. In the mid-20th century orphanages were gradually phased out in the West and replaced with foster care and welfare systems. There exists two schools of thought concerning what motivated governments in the West to adopt deinstitutionalisation policies On one hand are arguments that the motivating factor was child welfare concerns informed by evidence of the long-term negative effects of orphanages on the developmental well-being of children while on the other are arguments that policymakers were more concerned by the high costs of orphanages as a model of care of children compared to foster care and provision of social services to needy families. Whichever the case, there is consensus that both factors played a role in the eradication of the orphanage in the West.

However, Eastern Europe and the former Soviet bloc continued the use of orphanages under the communist regime until the fall of the Soviet Union. When the former Soviet countries started to join the European Union, they were given a precondition of eradicating orphanages and the practice of intercountry adoption. The EU supported these initiatives, and this saw the rise of the concept of deinstitutionalisation as it is understood today, which is a policy-driven and systematic process of eradication of child care institutions (orphanages) as a model of care for children who have lost or are at the risk of losing parental care.

The growth of the orphanage in Kenya

While countries in the West had gotten rid of orphanages and those in Eastern Europe were in the process of doing so, the opposite was happening in Kenya and Africa in general. Though there exists very scanty data on the growth of the orphanage in Kenya, it is believed that the Thomas Barnado House (now Kenya Children’s Home) was the first orphanage in Kenya. The Thomas Barnado House opened on or around independence to care for children born out of relationships between British colonial masters and Africans.

Anecdotal evidence indicates that the orphanage remained at the periphery of Kenyan society until late 1990s when the numbers began to swell rapidly, particularly in the wake of the AIDS pandemic that saw an increasing number of children losing their parents to the disease. Currently, there is no substantive evidence on the number of orphanages in Kenya though some studies indicate that there are 850 registered orphanages and an unknown number of unregistered and unregulated ones.

Traditionally in Kenya, children were cared for within the extended family and the community. This tradition was slowly eroding in Kenya by the early 1970s and by the turn of the century it was almost on the brink of total erosion or so was the impression. This trend can be attributed to several factors. The global economic downturn in the 1970s saw fluctuating prices of the country’s major exports, low levels of technology and increasing debt. Other factors, such as drought and famine, high population growth, the collapse of the East African Community, high rates of urbanisation, and land fragmentation resulted in widespread poverty, food shortages and declining standards of living.

In addition, the country’s adoption of Structural Adjustment Programmes (SAPs) in the late 1980s, which significantly impacted the government’s investments in social services, especially education and health care and which led to rising unemployment and retrenchments. Joseph Rono, in his paper, “The Impact of the Structural Adjustment Programmes on Kenyan society” states:

The SAPs are intended in the long run to improve the economy. However, in the short run, one area that suffers from the immediate consequences of the SAPs, which has been ignored, is the social aspect of human development; namely, the erosion of social services, especially among vulnerable groups, families and individuals.”

Further, in reference to their impact on the family unit, he states:

“Although the government was committed to the reduction and eventual eradication of poverty in Kenya immediately after Independence, it has experienced difficulties in implementing its plans. Consequently, poverty has not only persisted, it has also increased significantly in the I990s, negatively affecting all sectors of development and the family unit in particular.”

In addition, the HIV pandemic further complicated the capacity of the family in two ways. One, it aggravated the already bad socio-economic conditions of the affected families and communities. The most infected were between the ages of 15 and 49 years, which constitutes the productive demographic. Many families lost their breadwinners and in most of the cases, one member of the family was forced to cut down on work hours or leave work altogether to take care of the one who was ailing. The number of orphans increased significantly with most being left in the care of either their grandparents or older siblings.

Currently, there is no substantive evidence on the number of orphanages in Kenya though some studies indicate that there are 850 registered orphanages and an unknown number of unregistered and unregulated ones.

Secondly, the stigma surrounding HIV/AIDS was a direct affront on the kinship care previously attributed with caring for children who had lost their parents. While orphaned children would previously be absorbed into the extended family or close family friends, they were now shunned. In this state, the family institution was vulnerable to any external idea that would seemingly save these children.

As the pandemic quickly morphed into a humanitarian crisis, the Government of Kenya was understandably caught flatfooted. It had inherited the colonial philosophy that did not consider child care as a function of the state. As a result, Kenya didn’t have a credible child care and protection system to cater for the increasing numbers of children needing protection. This is a fact demonstrated by the laws concerning children that existed prior to 2001 when the Children Act was enacted.

The Adoption Act of 1959 was a law to govern the adoption of children. The Guardianship of Infants Act of 1959 was for guardianship and custody of infants and the Children and Young Persons Act was for the protection and discipline of children, juveniles and young persons. This implied that as the family became increasingly overwhelmed, there was no law or policy framework for services to support families in crisis or for alternatives in case the separation of children was inevitable.

In addition to introducing the term orphan in international development, the term’s definition was problematic in two ways. One, the definition branded the victim of the problem and not the problem itself. Secondly, the idea of orphan with its socio-economic connotations was hitherto alien to most African cultures.

In response to the crisis that had engulfed most African countries, the United Nations Children’s Fund (UNICEF) came up with the concept of orphaned and vulnerable children (OVC) in an attempt to raise the profile of the crisis on the international development agenda. The term single orphan was introduced to refer to a child who has lost one parent while double orphan referred to one who had lost both parents. As a result, the number of orphans shot up instantly.

In addition to introducing the term orphan in international development, the term’s definition was problematic in two ways. One, the definition branded the victim of the problem and not the problem itself. Secondly, the idea of orphan with its socio-economic connotations was hitherto alien to most African cultures. Evidence indicates that most African communities still define children left behind not based on their socio-economic deprivation but on their position within their community. In the Gikuyu community, for instance, the child is referred to as “Mwana wa ndigwa” or a child who has been left behind, implying a general understanding that the child had been left in the care of the extended family or the community.

Secondly, the wisdom of the concept of vulnerable children is questionable since its implication was that almost all children in sub-Saharan Africa became the target of interventions, consequently creating a false impression that the traditional child care and protection systems in Africa has completely collapsed. It’s no surprise then that evidence indicates that between 80 per cent and 90 per cent of children in orphanages today have at least one surviving parent.

This was quickly followed by the emergence of the orphancare movement within the American Evangelical church. Though the church in the West, due to the simple lack of the bureaucracy of governments and international development agencies, was the first to respond to the crisis by mainly building orphanages through their local affiliates, the orphancare theology marked a watershed moment. Founded on James 1: 27, “Religion that God our Father accepts as pure and faultless is this: to look after orphans and widows in their distress and to keep oneself from being polluted by the world, this new gospel became the rallying call for Christians to commit to helping children out of the orphan crisis. With that, taking part in helping orphans in African and other developing countries became a measure of how Christian one was, and donations rose to unprecedented levels and so did the number of orphanages. In Kenya today, the majority of orphanages are operated by churches and Christian-based organisations with funding from mainly the US and Western Europe.

The Children Act 2001 and the official sanctioning of the orphanage

To further reinforce the position of the orphanage, the Children Act of 2001 was enacted, placing the orphanage at the core of the childcare system. Under the Act, a child must be placed into an orphanage before they can be placed for foster care or adoption. More fundamentally though, the Act was silent on the services to support vulnerable families and prevent separation or relinquishment of children.

Through the Children Act, the orphanage was thus officially and legally sanctioned as the default mode of care for children separated from their family while the family was left to its own devices. Stephen Ucembe, in his paper titled, “Institutionalization of Children in Kenya: A Child Rights Perspective”, notes that the reference to the orphanage as a charitable children’s institution in the Children Act 2001 clearly demonstrated the government’s abrogation of its role as the primary duty bearer of children’s rights – a fact demonstrated by the historical low budgetary allocation to the Department of Children’s Services and the National Council for Children’s Services. The government today only runs 26 statutory institutions meant for children in conflict with the law while churches and Christian organisations and individuals operate the 850 registered orphanages and an unknown number of unregistered ones. This is not surprising given the bizarre provision in the Charitable Children’s Institutions Regulations of 2005 that requires an orphanage to have at least 20 children before seeking registration. An orphanage simply needs to keep its numbers below this threshold and it can legally operate outside regulation.

Through the Children Act, the orphanage was thus officially and legally sanctioned as the default mode of care for children separated from their family while the family was left to its own devices.

Another key factor was the introduction of free primary education in 2003 which has been coupled with decreasing levels of funding for education, consequently reducing the quality of education in public schools. It’s estimated that 1 million primary school-age children were out of school by 2017. With orphanages either having schools within their precincts or securing sponsorships for children to attend private schools, impoverished parents relinquish their children and even ask them to lie that they are orphans to get into orphanages. Today, access to education is one of the leading reasons why children are in orphanages. Other reasons for placement of children in orphanages include abuse and neglect, gender-based violence, especially female genital mutilation, alcoholism and drug abuse, disability and discrimination.

What is the impact of orphanages on children, families and communities?

A 1999 study titled “Growth and Development of Abandoned Babies in Institutional Care in Nairobi” concluded that infants under institutional (orphanage) care have poorer growth and development compared to mothered infants. This is consistent with decades of research that has proven that care in orphanages has adverse impact on the cognitive, intellectual and social development of children, especially those below the age of three. The rule of thumb is that for every three months that a child below the age of three spends in an orphanage, he or she loses one month in development. Institutionalisation of children under the age of three is classified as a form of violence by the World Report on Violence Against Children.

In addition, evidence also demonstrates that violence against children is six times more likely in orphanages as compared to family settings – a fact not openly acknowledged due to the secluded nature of orphanages which allows most abuse to go unnoticed. Children in orphanages, their parents and the community also lack agency and are less likely to report abuse, especially if the benefactor is the perpetrator.

The orphanage perpetuates social isolation resulting in adjustment challenges once children exit. Care leavers lack social capital since they are cut off from their families and communities. They lack social skills to negotiate life outside the orphanage. Research indicates that they are more likely to end up in crime and prostitution, more inclined to suicide, while young women are likely to end up in abusive relationships and their children are likely to end up in an orphanage, thus perpetuating an endless cycle of poverty and institutionalisation.

Additionally, the orphanage infringes on children’s right to parental care, growth and development, freedom of association and of worship, particularly when children attend school and church within its confines. It also encourages discrimination and stigma against children.

The orphan ideology and the orphanage institution are a direct affront on the ideology and institution of the family. As indicated earlier, the idea of the orphaned and vulnerable child is not only foreign to African culture but also creates a false perception that the contemporary African family is irredeemably and inherently incapable, abusive, neglectful and exploitative towards children by classifying almost all children as being in need of care. For instance, there are reported to be 3.6 million orphaned and vulnerable children in Kenya out of which approximately 50,000 are in orphanages while between 400,000 and 500,000 live on the streets. Even if the number of children in orphanages was doubled to cater for those in unregistered orphanages, at least 83 per cent of these children would still be living with their families, though at risk of separation.

In a more direct affront on the position of the family, orphanage operators often refer to the orphanage as a family, and/or outrightly delegitimise the impoverished family. In a study titled, “Children’s Personal Data: Discursive Legitimation Strategies of Private Residential Care Institutions on the Kenyan Coast”, Njeri Chege notes that references to the orphanage as a family on orphanages’ websites are meant to legitimise the orphanage by attributing to it the authority of the family as a social institution. She highlights that the communication advances a rescue discourse that portrays the dysfunctional family as either an inherent threat to the child’s well-being or helpless. The orphanage is portrayed as the saviour and appropriate environment for the child. She further notes that communications by the orphanages only refer to unfit mothers with no mention of the fathers, while the extended family is only mentioned in situations where they are referring children to the orphanages.

Such narratives erode the legitimacy of the family both locally and abroad and further reinforce the impression of the hopeless African family created by the orphan and vulnerable children concept. This is especially potent for the younger generation of Kenyans born into the era of the orphanage and who because of the orphanage’s prominent presence and the repeated reference to it as a family end up internalising it as a legitimate or even better form of family while in actual sense it’s a much inferior alternative. The orphanage thus diverts resources that would be sufficient to provide social services to families at the community level. Evidence demonstrates that both provision of services at the community level and community foster care are more cost-effective than running orphanages.

Global an national policy shifts

The foregoing notwithstanding, the suitability of the orphanage is being questioned in Kenya today. This conversation has been driven by several factors at the international and national levels.

The Government of Kenya in 2010 formulated the National Social Protection Policy followed by the Social Assistance Act of 2013. The Act provides for, among other things, a cash transfer for orphaned and vulnerable children. The stipend is meant to enable vulnerable families to take care of their children. Other cash transfers include that for the elderly and persons living with severe disability.

In response to the United Nations Guidelines for Alternative Care of Children adopted by the UN General Assembly in 2009, the government developed the Guidelines for the Alternative Family Care of Children in Kenya, which were launched in 2015. The guidelines recommend the development of a deinstitutionalisation strategy. Since then, there has been a consistent push by a section of civil society for the implementation of the guidelines, which culminated in the formation of the Association for the Alternative Family Care of Children in Kenya in 2016. The government, through the Department of Children’s Services and in collaboration with UNICEF Kenya and other partners, is currently piloting the guidelines in Kisumu County.

The Government of Kenya in 2010 formulated the National Social Protection Policy followed by the Social Assistance Act of 2013. The Act provides for, among other things, a cash transfer for orphaned and vulnerable children.

Perhaps one of the clearest indications of the inevitable change is the decision by the trailblazing SOS Children’s Villages Kenya to gradually shift focus from their villages to the integrated foster care model, which basically involves moving the family units from the centralised cluster and scattering them within the community, effectively eliminating social isolation and allowing children to better integrate into society.

At the global level, several developments have heightened the prospects of a global shift, which inevitably exerts pressure on national policymakers. These include the inclusion of orphanage trafficking as a form of modern day slavery in the Australian Modern Day Slavery Act in the midst of an initiative to have all Commonwealth countries enact modern day slavery laws. The resolution by the Commonwealth Youth Forum at the Commonwealth Heads of Government Meeting in London in 2018 calling on all member states to prioritise policies and programmes that prevent placement of children into orphanages. The latter is particularly interesting given that Commonwealth Heads of Government Meeting in 2020 will take place in Kigali, Rwanda, a country that is the trailblazer in deinstitutionalisation in Africa.

In 2018 the European Union placed its first ever call for proposals for deinstitutionalisation, signaling a possible intent to export its deinstitutionalisation policy position outside its jurisdiction, while the UN General Assembly selected “Children without Parental Care” as the theme for the Rights of the Child in 2019. All eyes will be on New York as it hosts the UN General Assembly in September 2019 when the resolution will be released.

Recruitment of children into orphanages has also become increasingly recognised in the US State Department’s Report on Trafficking in Persons. Most significant though is the recently launched US Government “Advancing Protection and Care of Children in Adversity’ Strategy 2019-2023”, which has “Put Family First” as one of its three core objectives. The strategy represents the most explicit and candid policy position by a major donor on the need to eradicate orphanages as a form of care.

Schools of thought and policy positions

In this context, it seems inevitable that the orphanage will inevitably either be eradicated or it may undergo some radical change. Undeniably, the actors in the country are aware of this and have embarked on initiatives to try and shape the discourse in their favour, either for self-preservation, positioning or even raw power play.

Three schools of thought or policy positions have emerged, each with a different motive, deinstitutionalisation ideology, and theory of change. The first policy position is the “conservative” position associated with the Association for Charitable Children Institutions in Kenya, which is the umbrella body for orphanages in Kenya. Unsurprisingly, this school of thought, though acknowledging the harm caused by orphanages, argues that the situation on the ground makes orphanages inevitable. “How do we take children back to the same families who abused and neglected them in the first place?” is their argument. Fundamentally though, they have redefined deinstitutionalisation to mean removal of children from orphanages through reintegration as opposed to removal of the orphanage from the childcare and protection system, effectively turning the orphanage system into a revolving door where children come in and out. Consequently, they are proposing the strengthening of orphanages to adhere to the National Standards of Care for Charitable Children Institutions and the strengthening of families at the same. They do not propose when and how the actual transition from orphanages to families will occur.

The second position is the “slash and burn” position whose proponent is the Child Welfare Society of Kenya. Though seemingly unrelated to deinstitutionalisation, this school of thought presents the most radical strategy for reintegrating children within three years, closing of all orphanages and replacing them with 47 mega foster care centres, one in each county. Funded by the national budget, construction of the facilities is currently underway in several counties. The second proposal is the centralisation of policymaking and service provision at the Child Welfare Society of Kenya. The argument is that a government agency will better guarantee child safety as opposed to private ones, which have been branded as rogue. However, evidence suggests that the key to safeguarding children lies in strict enforcement of sound regulations and presence of checks and balances at all levels and not necessarily whether the service provider is a state or non-state agency.

To justify overrunning of all the other players, this school of thought has adopted the emotive child trafficking in the guise of adoption narrative. It should, however, be acknowledged that adoption and child protection in general suffers deep systemic weaknesses that are beyond the scope of this essay, and not simply a matter of some alleged rogue players as the narrative seems to portray. The situation has further been aggravated by years of poor regulation, which has seen the rise of unscrupulous orphanage operators that expose children to abuse, neglect, exploitation and trafficking. This school of thought is focused on centralised regulation as opposed to reform.

The third position is the “care reform” position propagated mainly by the Association for Alternative Family Care of Children. In this case, deinstitutionalisation is just an entry point into broader social reforms aimed at provision of basic social services at the community level and resourced family-based alternatives. Though radical in its intended outcome, this school of thought is advocating for a more systematic approach encompassed in a clear strategy comprising political will for reforms, building the capacity of civil society organisations and the social workforce, building evidence through, among other avenues, piloting of the concept, and the securing of funding for reforms, including ring fencing of resources being channeled into orphanages currently. This position is informed by the model applied mainly in Eastern Europe and Rwanda and its main global proponents are tge international charities Hope and Homes for Children and Lumos, a charity founded by the iconic Harry Potter author J.K. Rowling.

Currently, this model is being piloted in Nyamira, Kisumu and Kiambu counties under the banner of Changing the Way We Care programme spearheaded by the Department of Children’s Services, Catholic Relief Services and Lumos. USAID, under the “Advancing Protection and Care for Children in Adversity” strategy mentioned above, is co-funding the initiative alongside the MacAuthor Foundation. A similar pilot is currently underway in Murang’a County under the stewardship of the Department of Children’s Services and the charity Stahili Foundation.

In his thesis titled, “For the Benefit of Children Alone? A Discourse Analysis of Policymaking Relating to Children’s Institutions in Indonesia, 1999-2009”, Brian Keith Babington examined the process of deinstitutionalisation policymaking in Indonesia and found out that the policy position finally adopted in the country was not informed by child welfare concerns but was a compromise between the policy positions adopted by different players, in addition to some influence from external development partners. The Kenyan situation is similar to that of Indonesia in terms of orphanage ownership, poor regulation, the emergence of different policy positions and the involvement of major development agencies. In addition, the robust civil space in Kenya makes policymaking highly participatory in most cases. It is, therefore, likely that in the long term, a compromise of the different policy positions and the influence of international development agencies will shape the final policy position adopted in Kenya.

In conclusion, it is evident that though the family was gradually weakened by socio-economic factors from the 70s, the tipping point was the HIV pandemic and the lack of a child care system at the time of its emergence. The interventions and narratives that followed, including the concept of the orphan and the orphanage, further aggravated the situation by affronting traditional child care systems and focusing on the symptoms of the problem and not the problem itself.

The ultimate solution, therefore, lies in changing the ideological foundation and narratives, policies and practices on child care to focus on the family and community. Rehabilitating the family and community child care systems will not only eradicate the need for the orphanage but will also solve the problem of children living on the streets, reduce abuse and neglect of children and improve the overall well-being of children, their families and communities. Failure to do this will only see the family, especially the impoverished one, increasingly fail in its child rearing role, which could be disastrous considering that children make up to slightly over half of the Kenyan population.

Against this backdrop, it is stark clear which of the policy positions is sounder from the perspective of the problem as defined herein.

This notwithstanding, the “slash and burn” position seems to have the support of the executive perhaps due to the proximity of the Child Welfare Society of Kenya to the First Family. The president was their patron at the time they were made a state corporation after succeeding his mother. The position by the Labour and Social Services Cabinet Secretary on the government’s plan to close orphanages therefore need not be interpreted as a sign of political goodwill for care reform but rather for a specific policy position within the broader care reform discourse. More interesting is the seeming difference in position between the Department of Children’s Services, on the one hand, and the Cabinet Secretary and the Child Welfare Society of Kenya, on the other.

The ultimate solution, therefore, lies in changing the ideological foundation and narratives, policies and practices on childcare to focus on the family and community. Rehabilitating the family and community childcare systems will not only eradicate the need for the orphanage but will also solve the problem of children living on the streets.

With all the pushing and shoving, the deinstitutionalisation policymaking process is likely to produce on the most dramatic and interesting policy processes witnessed thus far. It can only be hoped that in the end, the best interest of Kenyan children will prevail.

Avatar
By

Simon Njoroge is the Co-founder and Executive Director at Jabali Foundation a Kenyan non-profit that seeks to provide every child with a solid foundation to life which we believe is in a safe and loving family.

Continue Reading

Politics

Hijacking Kenya’s Health Spending: Companies Linked to Powerful MP Received Suspicious Procurement Contracts

Two obscure companies linked to Kitui South MP Rachael Kaki Nyamai were paid at least KSh24.2 million to deliver medical supplies under single-source agreements at the time the MP was chair of the National Assembly’s Health Committee.

Published

on

Hijacking Kenya’s Health Spending: Companies Linked to Powerful MP Received Suspicious Procurement Contracts
Download PDFPrint Article

Two obscure companies linked to Kitui South MP Rachael Kaki Nyamai were paid at least KSh24.2 million to deliver medical supplies under single-source agreements at the time the MP was chair of the National Assembly’s Health Committee, an investigation by Africa Uncensored and The Elephant has uncovered.

One of the companies was also awarded a mysterious Ksh 4.3 billion agreement to supply 8 million bottles of hand sanitizer, according to the government’s procurement system.

The contracts were awarded in 2015 as authorities moved to contain the threat from the Ebola outbreak that was ravaging West Africa and threatening to spread across the continent as well as from flooding related to the El-Nino weather phenomenon.

The investigation found that between 2014 and 2016, the Ministry of Health handed out hundreds of questionable non-compete tenders related to impending disasters, with a total value of KSh176 billion including three no-bid contracts to two firms, Tira Southshore Holdings Limited and Ameken Minewest Company Limited, linked to Mrs Nyamai, whose committee oversaw the ministry’s funding – a clear conflict of interest.

Number of Suppliers Allocated BPAAlthough authorities have since scrutinized some of the suspicious contracts and misappropriated health funds, the investigation revealed a handful of contracts that were not made public, nor questioned by the health committee.

Mrs Nyamai declined to comment for the story.

Nyamai has been accused by fellow members of parliament of thwarting an investigation of a separate alleged fraud. In 2016, a leaked internal audit report accused the Ministry of Health — colloquially referred to for its location at Afya House — of misappropriating funds in excess of nearly $60 million during the 2015/2016 financial year. Media stories described unauthorized suppliers, fraudulent transactions, and duplicate payments, citing the leaked document.

Members of the National Assembly’s Health Committee threatened to investigate by bringing the suppliers in for questioning, and then accused Nyamai, the committee chairperson, of blocking their probe. Members of the committee signed a petition calling for the removal of Nyamai and her deputy, but the petition reportedly went missing. Nyamai now heads the National Assembly’s Committee on Lands.

Transactions for companies owned by Mrs Nyamai’s relatives were among 25,727 leaked procurement records reviewed by reporters from Africa Uncensored, Finance Uncovered, The Elephant, and OCCRP. The data includes transactions by eight government agencies between August 2014 and January 2018, and reveals both questionable contracts as well as problems that continue to plague the government’s accounting tool, IFMIS.

The Integrated Financial Management Information System was adopted to improve efficiency and accountability. Instead, it has been used to fast-track corruption.

Hand sanitizer was an important tool in fighting transmission of Ebola, according to a WHO health expert. In one transaction, the Ministry of Health paid Sh5.4 million for “the supply of Ebola reagents for hand sanitizer” to a company owned by a niece of the MP who chaired the parliamentary health committee. However, it’s unclear what Ebola reagents, which are meant for Ebola testing, have to do with hand sanitizer. Kenya’s Ministry of Health made 84 other transactions to various vendors during this period, earmarked specifically for Ebola-related spending. These included:

  • Public awareness campaigns and adverts paid to print, radio and tv media platforms, totalling at least KSh122 million.
  • Printed materials totalling at least KSh214 million for Ebola prevention and information posters, contact tracing forms, technical guideline and point-of-entry forms, brochures and decision charts, etc. Most of the payments were made to six obscure companies.
  • Ebola-related pharmaceutical and non-pharmaceutical supplies, including hand sanitizer
  • Ebola-related conferences, catering, and travel expenses
  • At least KSh15 millions paid to a single vendor for isolation beds

Hacking the System

Tira Southshore Holdings Limited and Ameken Minewest Company Limited, appear to have no history of dealing in hygiene or medical supplies. Yet they were awarded three blanket purchase agreements, which are usually reserved for trusted vendors who provide recurring supplies such as newspapers and tea, or services such as office cleaning.

“A blanket agreement is something which should be exceptional, in my view,” says former Auditor-General, Edward Ouko.

But the leaked data show more than 2,000 such agreements, marked as approved by the heads of procurement in various ministries. About KSh176 billion (about $1.7 billion) was committed under such contracts over 42 months.

“Any other method of procurement, there must be competition. And in this one there is no competition,” explained a procurement officer, who spoke generally about blanket purchase agreements on background. “You have avoided sourcing.”

The Ministry of Health did not respond to detailed questions, while Mrs Nyamai declined to comment on the contracts in question.

Procurement experts say blanket purchase agreements are used in Kenya to short-circuit the competitive process. A ministry’s head of procurement can request authority from the National Treasury to create blanket agreements for certain vendors. Those companies can then be asked by procurement employees to deliver supplies and services without competing for a tender.

Once in the system, these single-source contracts are prone to corruption, as orders and payments can simply be made without the detailed documentation required under standard procurements. With limited time and resources, government auditors say they struggle especially with reconciling purchases made under blanket agreements.

The agreements were almost always followed by standard purchase orders that indicated the same vendor and the same amount which is unusual and raises fears of duplication. Some of these transactions were generated days or weeks after the blanket agreements, many with missing or mismatched explanations. It’s unclear whether any of these actually constituted duplicate payments.

For example, the leaked data show two transactions for Ameken Minewest for Sh6.9 million each — a blanket purchase order for El Nino mitigation supplies and a standard order for the supply of chlorine tablets eight days later. Tira Southshore also had two transactions of Sh12 million each — a blanket purchase for the “supply of lab reagents for cholera,” and six days later a standard order for the supply of chlorine powder.

Auditors say both the amounts and the timing of such payments are suspicious because blanket agreements should be paid in installments.

“It could well be a duplicate, using the same information, to get through the process. Because you make a blanket [agreement], then the intention is to do duplicates, so that it can pass through the cash payee phase several times without delivering more,” said Ouko upon reviewing some of the transactions for Tira Southshore. This weakness makes the IFMIS system prone to abuse, he added.

In addition, a KSh4 billion contract for hand sanitizer between the Health Ministry’s Preventive and Promotive Health Department and Tira Southshore was approved as a blanket purchase agreement in April 2015. The following month, a standard purchase order was generated for the same amount but without a description of services — this transaction is marked in the system as incomplete. A third transaction — this one for 0 shillings — was generated 10 days later by the same procurement employee, using the original order description: “please supply hand sanitizers 5oomls as per contract Moh/dpphs/dsru/008/14-15-MTC/17/14-15(min.no.6).

Reporters were unable to confirm whether KSh4 billion was paid by the ministry. The leaked data doesn’t include payment disbursement details, and the MOH has not responded to requests for information.

“I can assure you there’s no 4 billion, not even 1 billion. Not even 10 million that I have ever done, that has ever gone through Tira’s account, through that bank account,” said the co-owner of the company, Abigael Mukeli. She insisted that Tira Southshore never had a contract to deliver hand sanitizer, but declined to answer specific questions. It is unclear how a company without a contract would appear as a vendor in IFMIS, alongside contract details.

It is possible that payments could end up in bank accounts other than the ones associated with the supplier. That is because IFMIS also allowed for the creation of duplicate suppliers, according to a 2016 audit of the procurement system. That audit found almost 50 cases of duplication of the same vendor.

“Presence of active duplicate supplier master records increases the possibility of potential duplicate payments, misuse of bank account information, [and] reconciliation issues,” the auditors warned.

They also found such blatant security vulnerabilities as ghost and duplicate login IDs, deactivated requirements for password resets, and remote access for some procurement employees.

Credit: Edin Pasovic/OCCRP

Credit: Edin Pasovic/OCCRP

IFMIS was promoted as a solution for a faster procurement process and more transparent management of public funds. But the way the system was installed and used in Kenya compromised its extolled safeguards, according to auditors.

“There is a human element in the system,” said Ouko. “So if the human element is also not working as expected then the system cannot be perfect.”

The former head of the internal audit unit at the health ministry, Bernard Muchere, confirmed in an interview that IFMIS can be manipulated.

Masking the Setup

Ms Mukeli, the co-owner of Tira Southshore and Ameken Minewest, is the niece of Mrs Nyamai, according to local sources and social media investigation, although she denied the relationship to reporters. According to her LinkedIn profile, Ms Mukeli works at Kenya Medical Supplies Agency, a medical logistics agency under the Ministry of Health, now embroiled in a COVID procurement scandal.

Ms Mukeli’s mother, who is the MP’s elder sister, co-owns Icpher Consultants Company Ltd., which shares a post office box with Tira Southshore and Mematira Holdings Limited, which was opened in 2018, is co-owned by Mrs Nyamai’s husband and daughter, and is currently the majority shareholder of Ameken Minewest. Documents also show that a company called Icpher Consultants was originally registered to the MP, who was listed as the beneficial owner.

Co-owner of Tira Southshore Holdings Limited, Abigael Mukeli, described the company to reporters as a health consulting firm. However Tira Southshore also holds an active exploration license for the industrial mining in a 27-square-kilometer area in Kitui County, including in the restricted South Kitui National Reserve. According to government records, the application for mining limestone in Mutomo sub-county — Nyamai’s hometown — was initiated in 2015 and granted in 2018.

Mukeli is also a minority owner of Ameken Minewest Company Limited, which also holds an active mining license in Mutomo sub-county of Kitui, in an area covering 135.5 square kilometers. Government records show that the application for the mining of limestone, magnesite, and manganese was initiated in 2015 and granted in 2018. Two weeks after the license was granted, Mematira Holdings Limited was incorporated, with Nyamai’s husband and daughter as directors. Today, Mematira Holdings is the majority shareholder of Ameken Minewest, which is now in the process of obtaining another mining license in Kitui County.

According to public documents, Ameken also dabbles in road works and the transport of liquefied petroleum gas. And it’s been named by the Directorate of Criminal Investigations in a fuel fraud scheme.

Yet another company, Wet Blue Proprietors Logistics Ltd., shares a phone number with Tira Southshore and another post office box with Icpher Consultants Company Ltd., according to a Kenya National Highway Authority list of pre-qualified vendors.

Family LinksMrs Nyamai and her husband co-own Wet Blue. The consulting company was opened in 2010, the same year that the lawmaker completed her PhD work in HIV/AIDS education in Denmark.

Wet Blue was licenced in 2014 as a dam contractor and supplier of water, sewerage, irrigation and electromechanical works. It’s also listed by KENHA as a vetted consultant for HIV/AIDS mitigation services, together with Icpher Consultants.

It is unclear why these companies are qualified to deliver all these services simultaneously.

“Shell companies receiving contracts in the public sector in Kenya have enabled corruption, fraud and tax evasion in the country. They are literally special purpose vehicles to conduct ‘heists’ and with no track record to deliver the public goods, works or services procured,” said Sheila Masinde, executive director of Transparency International-Kenya.

Both MOH and Ms Mukeli refused to confirm whether the ordered supplies were delivered.

Mrs Nyamai also co-owns Ameken Petroleum Limited together with Alfred Agoi Masadia and Allan Sila Kithome.

Mr Agoi is an ANC Party MP for Sabatia Constituency in Vihiga County, and was on the same Health Committee as Mrs Nyamai, a Jubilee Party legislator. Mr Sila is a philanthropist who is campaigning for the Kitui County senate seat in the 2022 election.

Juliet Atellah at The Elephant and Finance Uncovered in the UK contributed reporting.

Continue Reading

Politics

Speak of Me as I Am: Reflections on Aid and Regime Change in Ethiopia

We can call the kind of intrusive donor clientelism that Cheeseman is recommending Good Governance 2.0. His advocacy for strengthening patron-client relations between western donors and African governments, and his urging that donors use crises as a way of forcing regime change and policy conditionalities, is ahistorical, counterproductive and morally indefensible.

Published

on

Speak of Me as I Am: Reflections on Aid and Regime Change in Ethiopia
Download PDFPrint Article

In a piece, published on 22 December 2020, that he describes as the most important thing he wrote in 2020, Nick Cheeseman penned a strong criticism of what he calls the ‘model of authoritarian development’ in Africa. This phrase refers specifically to Ethiopia and Rwanda, the only two countries that fit the model, which is otherwise not generalisable to the rest of the continent. His argument, in a nutshell, is that donors have been increasingly enamoured with these two countries because they are seen as producing results. Yet the recent conflict in the Tigray region of Ethiopia shows that this argument needs to be questioned and discarded. He calls for supporting democracy in Africa, which he claims performs better in the long run than authoritarian regimes, especially in light of the conflicts and repression that inevitably emerge under authoritarianism. His argument could also be read as an implicit call for regime change, stoking donors to intensify political conditionalities on these countries before things get even worse.

Cheeseman’s argument rests on a number of misleading empirical assertions which have important implications for the conclusions that he draws. In clarifying these, our point is not to defend authoritarianism. Instead, we hope to inject a measure of interpretative caution and to guard against opportunistically using crises to fan the disciplinary zeal of donors, particularly in a context of increasingly militarised aid regimes that have been associated with disastrous ventures into regime change.

We make two points. First, his story of aid dynamics in Ethiopia is not supported by the data he cites, which instead reflect the rise of economic ‘reform’ programmes pushed by the World Bank and IMF. The country’s current economic difficulties also need to be placed in the context of the systemic financial crisis currently slamming the continent, in which both authoritarian and (nominally) democratic regimes are faring poorly.

Second, we reflect on Cheeseman’s vision of aid as a lever of regime change. Within already stringent economic adjustment programmes, his call for intensifying political conditionalities amounts to a Good Governance Agenda 2.0. It ignores the legacy of the structural adjustment programmes in subverting deliberative governance on the continent during the 1980s and 1990s.

Misleading aid narratives distract from rebranded structural adjustment 

On the first point, Cheeseman establishes his argument early on by stating ‘that international donors have become increasingly willing to fund authoritarian regimes in Africa on the basis that they deliver on development’. In support of this assertion, he cites a table from the World Bank that shows net Official Development Assistance (ODA) received by Ethiopia surging to USD 4.93 billion in 2018, up from just over USD 4 billion in 2016 and 2017, and from a plateau oscillating around USD 3.5 billion from 2008 to 2015.

Cheeseman’s argument rests on a number of misleading empirical assertions which have important implications for the conclusions that he draws. In clarifying these, our point is not to defend authoritarianism. Instead, we hope to inject a measure of interpretative caution and to guard against opportunistically using crises to fan the disciplinary zeal of donors, particularly in a context of increasingly militarised aid regimes that have been associated with disastrous ventures into regime change.

These aggregated data are misleading because ODA received by Ethiopia from western bilateral donors in fact fell in 2018 (and probably continued falling in 2019 and 2020). The World Bank data that he cites are actually from the OECD Development Assistance Committee (DAC) statistics, which refer to all official donors (but not including countries such as China). If we restrict donor assistance to DAC countries – which is relevant given that Cheeseman only refers to the US, the UK and the EU in his piece – disbursed ODA to Ethiopia fell from USD 2.26 billion in 2017 to USD 2.06 billion in 2018 (see the red line in the figure below).

 

Figure: ODA to Ethiopia (millions USD), 2000-2019

Figure: ODA to Ethiopia (millions USD), 2000-2019Source: OECD.stat, last accessed 30 December 2020.

There was a brief moderate increase in DAC country ODA starting in 2015 and peaking in 2017. Cheeseman might have been referring to this. However, contrary to his argument, it was likely that the reason for this increase in aid was primarily humanitarian, responding to the refugee influx from South Sudan that began in 2015 and to the severe drought and famine risk in 2016-17. It was also probably related to attempts to induce incipient political reform following the major protests in Oromia in 2014, which Cheeseman would presumably condone given that conventional measures of democracy and freedom improved in 2018. Indeed, it is notable that committed ODA from DAC donor countries fell even more sharply than disbursed aid in 2018, from USD 2.49 billion in 2017 to USD 2.07 billion, reflecting the context in which these countries were negotiating hard with the Ethiopian government at the time.

Instead, the sharp increase in ODA in 2018 came entirely from the International Development Association (IDA) of the World Bank Group, which increased its mixture of grants and loans to the country from USD 1.1 billion in 2017 to USD 2.1 billion in 2018. This subsequently fell to USD 1.8 billion in 2019 (the dashed green line in the figure).

Such ODA has been explicitly tied to the World Bank’s long-standing goal of liberalising, privatising and deregulating the Ethiopian economy, thereby ‘reforming’ (or disassembling) many of the attributes that have allowed the Ethiopian state to act in a developmentalist manner. These attributes include state-owned enterprises, state control over the financial sector, and relatively closed capital accounts, in strong distinction to most other countries in Africa (including Rwanda).

For instance, in October 2018 it approved USD 1.2 billion from the IDA in support of ‘a range of economic reforms designed to revitalize the economy by expanding the role of the private sector… to gradually open up the economy and introduce competition to and liberalize sectors that have been dominated by key state-owned enterprises (SOEs)’. The support aimed to promote public-private partnerships in key state-owned sectors such as telecoms, power and trade logistics as key mechanisms to restructure these sectors, as well as broader deregulation and financial liberalisation. It is also notable that the World Bank prefaced this justification by emphasising the political reforms that had already been embarked upon, and the promotion of ‘citizen engagement social accountability’ in Ethiopia.

In other words, contra the idea that western donors have been increasing their support for an authoritarian development model, they have been gradually withdrawing aid since 2017. The World Bank pulled up the slack in 2018, and in December 2019 both the World Bank and IMF promised more funding in support of ongoing economic reforms. The economic liberalisation has in turn undermined political liberalisation and has been a key source of political destabilization.

The bargaining hand of these donors has been reinforced by the economic difficulties faced by the Ethiopian economy – in particular, a hard tightening of external foreign-exchange constraints. Balance of payments statistics reveal that the government had effectively stopped external borrowing after 2015, a policy that it was advised to adopt in its Article IV consultations with the IMF in 2016 and 2017 as its external debt distress levels were rising. As a result, the government became excessively reliant on donor grant money as a principal source of foreign financing. Yet the country continued to run deep trade deficits, in large part because its development strategies, as elsewhere in Africa, have been very import and foreign-exchange intensive (e.g. think of the Grand Ethiopian Renaissance Dam, requiring more than USD 4.6 billion to build, the bulk in foreign exchange). Significant capital flight appears to have taken place as well; for example, errors and omissions reported on the balance of payments were -USD 2.14 billion in 2018. In order to keep the ship afloat, the central bank burnt through over USD 1 billion of its reserves in 2018 alone.

Contra the idea that western donors have been increasing their support for an authoritarian development model, they have been gradually withdrawing aid since 2017

This severe tightening of foreign-exchange constraints needs to be understood as a critical structural factor in causing the development strategy to stall. Along with non-economic factors, this in turn put considerable strain on the government’s ability to stabilise political factions through the deployment of scarce resources, of which foreign exchange remains among the most important, especially in the current setting. Again, the point is not to apologise for authoritarianism, but rather to emphasise that the current situation is rooted deeper within a conjuncture of systemic crises that go far beyond any particular form of political administration.

Indeed, Cheeseman commits a similar oversight in ignoring the previous systemic crisis that the present is in many ways repeating. Later in his piece, he asserts: ‘The vast majority of African states were authoritarian in the 1970s and 1980s, and almost all had poor economic growth.’ This is an ahistorical misrepresentation of the profound global crisis that crippled Africa from the late 1970s for about two decades and which was the source of the poor growth he mentions. Then, as now, economic crisis was triggered throughout the continent by the severe tightening of external constraints, which neoliberal structural adjustment programmes exacerbated in a pro-cyclical manner despite being justified in the name of growth. The combination crippled developmentalist strategies across the continent regardless of political variations and despite the fact that many countries were performing quite well before the onset of the crisis. Such historical contextualisation is crucial for a correct assessment of the present.

Along with non-economic factors, this in turn put considerable strain on the government’s ability to stabilise political factions through the deployment of scarce resources, of which foreign exchange remains among the most important, especially in the current setting.

In this respect, there is a danger of putting the cart before the horse. Most countries that descend into deep protracted crises (economic or political) generally stop being nominally democratic, and yet this result becomes attributed as a cause, as if authoritarianism results in crisis or poor performance. Cheeseman cherry-picks two papers (one a working paper) on democracy and development performance in Africa (which like all cross-country regressions, are highly sensitive to model specification and open to interpretation). However, drawing any causality from such studies is problematic given that states tended to become more authoritarian after the global economic crisis and subsequent structural adjustments of the late 1970s and 1980s, not the other way around. For instance, 16 countries were under military rule in 1972, compared with 21 countries in 1989 during the height of adjustment. Faced with crippled capacity under the weight of severe austerity and dwindling legitimacy as living standards collapsed, many states responded to mass protests against the harsh conditionalities of adjustment with increasing force. As such, economic crisis and adjustment plausibly contributed to the rise of political instability and increasingly authoritarian regimes. Other factors include the Cold War destabilisation, which western countries fuelled and profited from. In other words, the political malaise across Africa at the time was driven by as much by external as internal factors.

Aid as a lever of regime change

This leads us to our second point concerning Cheeseman’s vision of aid as a lever of regime change. Cheeseman is at pains to emphasise that rigged elections and repression of opponents have contributed to the recent emergence of conflict in the Tigray region. While these are important features, Ethiopian intellectuals have also emphasised that conflicts in contemporary Ethiopia have taken place against a history of imperial state formation, slavery and debates about the ‘national question’, or what has sometimes been called ‘internal colonialism’. These conflicts are shaped by the system of ethnic federalism, in which ethnically defined states control their own revenues, social provisioning and security forces. They have been affected by foreign agricultural land grabs, which interact with older histories of semi-feudal land dispossession. Most recently, there have been concerns that regional tensions over the Renaissance Dam and agricultural land may help draw neighbouring countries into the conflict.

In the face of this highly complex and rapidly changing context, no one person can identify the optimal response. It plausibly requires regular collective deliberation by people who are deeply embedded in the context. In particular, the brief political liberalisation of 2018 was followed by a sharp uptick of political violence on all sides, rooted in fundamental tensions between different visions of statehood. Such situations cannot be solved simply by ‘adding democracy and stirring’; they require deliberative governance.

Yet, Cheeseman’s piece seeks a reimposition of the very political conditionalities that were a primary factor in subverting deliberative governance on the continent during the first wave of structural adjustment and its attendant Good Governance agendas. Such conditionalities work by constraining the open contestation of ideas and the process of informed consensus-building. They undermine the sovereignty of key institutions of the polity and the economy. And by doing so they degrade the historical meaning of development as a project of reclaiming social and economic sovereignty after colonialism.

Indeed, as Thandika Mkandawire has argued, the previous wave of political conditionalities and democratisation reduced democracies to formal structures of elections and, by wedding and subordinating them to the orthodox economic policy frameworks established under structural adjustment, led to what he called ‘choiceless democracies’. Such ‘disempowered new democracies’ are incapable of responding to the substantive macroeconomic demands of voters and thereby undermining substantive democracy, deliberative governance and policy sovereignty.

In particular, the idea of a democratic developmental state is meaningless in the absence of policy sovereignty. The institutional monocropping and monotasking of the type that Mkandawire wrote about does not merely prevent key institutions, such as central banks, from using broader policy instruments to support the developmental project. It also involves the deliberate creation of unaccountable policy vehicles, such as Monetary Policy Committees (MPCs), which operate outside of democratic oversight, but have considerable hold on the levers of economic policy. MPCs are in turn wedded to neoliberal monetarism. The message to such disempowered new democracies is that ‘you can elect any leader of your choice as long as s/he does not tamper with the economic policy that we choose for you.’ Or as Mkandawire wrote in 1994, ‘two or three IMF experts sitting in a country’s reserve bank have more to say than the national association of economists about the direction of national policy.’

As Thandika Mkandawire has argued, the previous wave of political conditionalities and democratisation reduced democracies to formal structures of elections and, by wedding and subordinating them to the orthodox economic policy frameworks established under structural adjustment, led to what he called ‘choiceless democracies’

In such contexts, the prospect of a democratic developmental state is severely diminished. Ensuring significant improvements in people’s wellbeing is important for the legitimacy of democracies. Yet the subversion of policy sovereignty significantly constrains the ability of new democracies to do so, setting them up for a crisis of legitimacy.

If democracy is to be meaningful it should involve the active engagement of citizens in a system of deliberative governance. Civil society organisations, in this context, are meaningful when they are autonomous institutions of social groupings that actively engage in boisterous debate and public policymaking in articulating the interest of their members. Yet, donor clientelism in Africa has wrought civil society and advocacy organisations that are manufactured and funded by, and accountable to, donors, not the citizens. This is a substantive subversion of democracy as a system of deliberative governance.

In this respect, we can call the kind of intrusive donor clientelism that Cheeseman is recommending Good Governance 2.0. His advocacy for strengthening patron-client relations between western donors and African governments, and his urging that donors use crises as a way of forcing regime change and policy conditionalities, is ahistorical, counterproductive and morally indefensible. In particular, it does not take into account the destructive, anti-democratic role of western-backed regime change and policy conditionality across the Global South during the era of flag independence. Even recently, these donor countries have disastrous human rights records when pushing for regime change in countries such as Afghanistan, Iraq and Libya. Their support for military dictatorships, such as in Egypt, has been a central pillar of foreign policy for decades. And several of these donor countries worked hard to uphold apartheid in South Africa. They have no moral high ground to push for regime change, and little record to ensure that they could do so without causing more harm than good.

Moreover, external actors attempting to enforce their narrow view of democratisation in contexts of deeply polarised and competing visions of statehood, and in the midst of economic instability reinforced by already burdensome economic conditionalities, austerity and reforms, could well be a recipe for disaster. As a collective of intellectuals from across the Horn has emphasised, the people of Ethiopia in particular and the Horn in general must be at the forefront of developing a lasting peace. This would likely require a developmental commitment to supporting state capacity and deliberative governance, not undermining it through external interference and conditionalities.

This article was first published in CODESRIA Bulletin Online, No. 2, January 2021 Page 1

Continue Reading

Politics

Mohamed Bouazizi and Tunisia: 10 Years On

Last year marked the 10th anniversary of the death of Mohamed Bouazizi, who on 17 December 2010 set himself alight at Sidi Bouzid in an act of self-immolation that made him the iconic martyr of the Tunisian revolution.

Published

on

Mohamed Bouazizi and Tunisia: 10 Years On
Download PDFPrint Article

Mohamed Bouazizi’s name is familiar to all; less so is his background, although the facts of his story are well known and documented. This article will explore the links between the different sequences of ‘protest’ processes in Tunisia, from the 2008 strikes in the minefields, to the most recent (2017-20) El Kamour protests in the country’s south-east. It will also consider the concept of socio-spatial class solidarity, both in turning an individual suicide into the spark for a major uprising, and in facilitating collective resistance and its role in long revolutionary processes.

Two key questions arise: what in Bouazizi’s profile, life and circumstances was of such significance that his suicide sparked a huge popular uprising whose impact, direct and indirect, was felt worldwide. And what can he teach us about the origin, scale and longevity of the Tunisian revolution?

We must therefore examine the suicide of Mohamed Bouazizi within its familial and personal context, but also within the more general context of the political protests against the Ben Ali dictatorship, and especially against the processes of dispossession, impoverishment and exclusion. Sidi Bouzid was clearly a focus of the protests and resistance then spreading throughout Tunisia’s marginalised regions. The prolonged mining strikes of 2008 were a key stage in the actions.

Born into poverty, Mohamed Bouazizi was raised by his mother after he lost his father at the age of three. As the eldest son he grew up with a moral ‘obligation’ to support his mother, to the detriment of his education, and he left school without qualifications. Some time before his dramatic act, he acquired a barrow and scales and started selling vegetables but his informal business attracted endless administrative hassles and police harassment. Finally, on 17 December 2010, the police seized his meagre equipment to put a stop to his trading. Angry, frustrated and desperate, he turned to the only act of resistance that still appeared open to him and thereby unwittingly triggered the countdown to Ben Ali’s fall, scarcely one month later, on 14 January 2011.

‘Individual’ suicide and class solidarity

Between the prolonged mining strike of 2008 and the shows of solidarity unleashed by Bouazizi’s self-immolation, many social movements were active across Tunisia. Among them were the protests made in Sidi Bouzid in June and July 2010 by peasant farmers whose demands focused on a number of issues: access to natural resources such as agricultural land, and water for drinking and irrigation purposes, state aid, and the complex problem of indebtedness.

According to several witnesses interviewed in Sidi Bouzid, as well as two family members, Mohamed Bouazizi took an active part in these demonstrations. Whether or not this is so, I would identify a clear link between the peasant ‘protests’ of summer 2010 and those that followed Bouazizi’s desperate act – a link that explains why this particular case, in contrast to other suicides, sparked a popular uprising across the country. First to take to the streets after Bouazizi’s self-immolation were other peasant farmers’ children identifying with his fatal act of resistance and despair.

Here was a clear example of ‘class solidarity’ among local populations directly affected by the region’s multiple social and economic problems. Over the next few days that same class solidarity also found expression nationwide, moving from the ‘rural’ zones (including ‘rural towns’), to the popular quarters of larger towns, and finally to the big urban centres, including Tunis. The progress of the protests suggests the existence of a distinct class-consciousness embracing all the ‘popular’ classes, rural and urban.

Since the early 1980s, the governorate of Sidi Bouzid has been the site of a rapid, state-initiated intensification of farming, designed to create a modern, export-oriented agricultural hub based on exploiting deep underground water reserves and attracting private and public capital. Over the past four decades Sidi Bouzid has been transformed: from a semi-arid desert fringe with an extensive agriculture based on olives, almonds, pasture and winter cereals, it has become Tunisia’s leading agricultural region, producing over a quarter of the nation’s total output of fruit and vegetables.

But behind this undoubted technical success lies a real social and ecological failure. Socially Sidi Bouzid remains one of Tunisia’s four poorest regions (of 26 in total), while ecologically the level of the water table is plummeting, water for irrigation is increasingly saline, and soil damage is visible, even to non-specialist eyes.

Since the early 1980s, the governorate of Sidi Bouzid has been the site of a rapid, state-initiated intensification of farming, designed to create a modern, export-oriented agricultural hub based on exploiting deep underground water reserves and attracting private and public capital

Here investors – who are mostly outsiders, often called ‘settlers’ by the local population – accrue capital and profits; meanwhile peasant farmers accumulate losses, tragedies and suicides. Without this huge socio-spatial fault, which divides Tunisia between a dominant centre and dependant periphery, Mohamed Bouazizi’s death would scarcely have merited a mention. And that same divide also lies at the heart of several other shocks which will be discussed below.

After the Sidi Bouzid uprising ended with the fall of the Ben Ali dictatorship, several more protest movements arose, all forming part of the same resistance processes in the social and spatial periphery.

The Jemna oasis movement began in 2011 and concerned rights to land and resources, while the El Kamour movement (2017-20) also involves rights to local resources and in particular to ‘development’: two different struggles each of which constitutes a key moment/sequence in the same process of dissent.

At Jemna and El Kamour, as in other cases, the key to mass mobilisation lies in the processes and dynamics of socio-spatial class solidarity: ‘This is where I come from, I belong to this region and this social group, I am being deprived of resources materially and/or symbolically, so I support those who dare to say “no” and resist’. In summary, this is what you can hear in Kebili-Jemna, Tataouine-El Kamour and elsewhere; what you can read in the media reports of declarations made by local populations. And underlying it all, ‘driving’ resistance and ‘cementing’ solidarity, lie profound feelings of injustice and demands for dignity.

Jemna: rights versus law; a disruptive legitimacy

Following the Sidi Bouzid episode and the fall of the dictator, in 2011 an oasis was ‘discovered’ that was probably new to the majority of Tunisians. Situated in the desert, midway between Kebili and Douz, the Jemna oasis owed its sudden appearance on the map to a significant new collective action, stemming directly from specific elements of colonial history that resurfaced after the wall of silence placed around them had been breached.

While most French colonists chose to settle in north or north-west Tunisia and created big cereal farms and/or stock-raising enterprises, and even vineyards and orchards, others preferred to head south and specialise in date farming – in particular the Degla variety, whose export market in France and Europe was virtually guaranteed. Among this latter group was one Maus De Rolley, who in 1937 created a new date-palm plantation around the core of the ancient Jemna oasis. The plantation today covers some 306 hectares, including 185 hectares planted with approximately 10,000 date palms.

Although local populations had held these lands as common and indivisible (tribal) property, they were dispossessed without compensation on the pretext that nomadic herding (pastoralism) was not a genuine productive activity, and that the land therefore was uncultivated. At independence, these populations – who had battled against the occupiers – held great expectations that the new authorities would return their stolen lands.

The Jemna oasis movement began in 2011 and concerned rights to land and resources, while the El Kamour movement (2017-20) also involves rights to local resources and in particular to ‘development’

When the colonial lands were nationalised in 1964, however, the government decided to place them under state control, confiding their management to the body that administered the state’s agricultural land, the Office des Terres Domaniales (OTD), which thereby became Tunisia’s biggest agricultural landowner. Bolstering this strategy was the collectivisation policy of the 1960s, which aimed to reorganise agricultural land and create state ‘socialist’ cooperatives.

Yet the real argument against the redistribution of the nationalised lands lay elsewhere: small peasant farmers were judged too ignorant and archaic, too lacking in the necessary financial and technical means, to develop a modern intensive agricultural sector – a stigmatisation that still recurs today whenever discussion returns to this subject and/or to questions of agricultural models and political choices related to farming and food.

Over the following decades, the heirs made some efforts to reclaim these lands, but it was not until early 2011 that the first organised occupations of OTD lands were launched by local populations describing themselves as the legitimate successors. Among them was Jemna’s local population, who occupied the former De Rolley plantation, claiming rights of property and of exploitation. The authorities demanded an end to the occupation, and the resulting impasse lasted for several years. The government argued that the occupation was illegal, while the occupiers countered that they held a legitimate right to resources and especially to community assets, including the indivisible and inalienable commons.

After a long period of tension a compromise was reached. By mutual agreement, the state ceded full management of the palm plantation to the local population while retaining ownership of the land. Might the latter have believed this negotiated settlement to be the only viable compromise?

Underlying the government position was the fear that any solution implying the grant of freehold to the legitimate heirs might create a legal precedent and set an example that would unleash a torrent of other land claims, all drawing on the same colonial and post-colonial past. But the occupation alone had set that example already, inciting other local populations to reclaim – with some attempts at occupation – the lands snatched from their grandparents during colonisation. Furthermore, I would argue that the Jemna case also served to fuel claims of a legitimate right to other local ‘natural’ resources such as water, minerals (for example, phosphates) and oil that mobilised populations in the Tatouine region.

El Kamour: the ‘will of the people’

Resistance entered another phase, not without success, at El Kamour – a locality situated in the barren steppes of south-eastern Tunisia, south of the town of Tatouine, on the tarmac road leading to the oil-fields in the extreme south of the country. The ‘dispossession pipeline’ carrying crude oil to the port of Skhira, 50 kilometres north of Gabes, runs through here, and this geographical position close to the pipeline is the immediate reason for El Kamour’s sudden appearance on political maps of Tunisia, as well as in the media.

Behind El Kamour, however, lies the governorate and town of Tataouine (Tataouine is the capital of the governorate of the same name), with over 180,000 inhabitants. Arid and barren, this region contains most of Tunisia’s oil reserves, producing 40 per cent of its petrol and 20 per cent of its gas. Yet Tataouine also records some of the nation’s highest levels of poverty: in 2017, for example, 28.7 per cent of its active population were unemployed (compared with a national average of 15.3 per cent), while for graduates the rate rose as high as 58 per cent.

Events in El-Kamour, 2017-2020: a brief chronology

The El Kamour movement began on 25 March 2017, with protests in various localities in the governorate, all converging on the town centre of Tataouine. The protesters were demanding a share of local resources, particularly oil, as well as greater employment opportunities and infrastructure development. Met by silence from the government, on 23 April they organised a sit-in at El Kamour. Tensions mounted on both sides, and an escalation became inevitable after the prime minister visited Tataouine and met the protesters. His plans to calm the situation with a few token promises came to naught and the discussions ended in deadlock. On 20 May the pumping station was occupied for two days before being cleared by the army, and tensions remained high.

Eventually, on 16 June 2017, an agreement was signed with the government through the mediation of the Union générale tunisienne du travail (UGTT), which acted to guarantee its implementation. The terms of the agreement promised the creation of 3,000 new jobs in the environmental sector by 2019, and 1,500 jobs in the oil industry by the end of 2017. A budget of 80 million dinars was also earmarked for regional development. But, to the frustration of the local population, the agreement was never implemented. The government simply bided its time, gambling that the militants would tire and the movement run out of steam.

‘This is where I come from, I belong to this region and this social group, I am being deprived of resources materially and/or symbolically, so I support those who dare to say “no” and resist’. In summary, this is what you can hear in Kebili-Jemna, Tataouine-El Kamour and elsewhere.

On 20 May 2020, however, the El Kamour activists resumed their protests and sit-ins in several places, piling on the pressure and blockading several routes to bar them to oil-industry vehicles. On 3 July they organised a new general strike throughout the public services and the oilfields, and on 16 July they closed the pumping station, blocking the pipelines carrying petroleum products north. But the El Kamour militants had to wait until 7 November 2020 before they could reach an agreement with the government’s representatives, in return for which petrol producers and other oil-sector enterprises were to resume operations immediately.

Signed by the head of government on 8 November 2020, the agreement contains a number of key points, including several that had previously featured in the 2017 accord but had not been implemented. These included, dedicated 80-million-dinar development and investment fund for the governorate of Tataouine; credit finance for 1,000 projects before the end of 2020; 215 jobs created in the oil industry in 2020, plus a further 70 in 2021; 2.6 million dinars for local municipalities and 1.2 million dinars for the Union Sportive de Tataouine.

The big social movements discussed above all have several points in common. Firstly, they are very largely located in southern, central, western and north-western Tunisia, the same marginalised and impoverished regions that between 17 December 2010 and early January 2011 saw huge protests in support of Bouazizi and against current social and economic policies. Secondly, while differing in detail, the principal demands of these movements all relate essentially to the right to resources, services and a decent income. None, or virtually none, are linked to ‘political’ demands (political rights, individual freedom). Thirdly, in their choice of language, and of several ‘spectacular’ actions, these social movements display a radicalism that marks a clear break with the political games played in and around the centres of power. Finally, almost all these movements are denounced and accused of regionalism and tribalism, sometimes even of separatism and treachery. Protesters are suspected of being manipulated, of being puppets in the hands of a political party or foreign power.

Yet these movements have enjoyed some, albeit relative, success – a success impossible without the class solidarity shown in the three examples discussed above, and the ties of domination and dependency that for decades have characterised the relationship between Tunisia’s centre of power (the east coast) and its deprived and impoverished periphery. Finay, these same examples, and other more recent cases, demonstrate that the ‘revolutionary’ processes launched in early 2008 are still active in Tunisia and will probably remain so for many years to come.

This article was first published in The Review of Africa Political Economy journal

Continue Reading

Trending