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OL’ MAN RIVER AND THE DAM STATE: Why the High Grand Falls Dam project is a bad idea

14 min read.

In this second part of a three-part series, PAUL GOLDSMITH explains why, instead of being a solution to the problem of food insecurity, big dam projects and large-scale irrigation schemes in Kenya end up causing more problems than they solve due to a combination of mismanagement, corruption and a top-down approach that fails to take into consideration the environment and the livelihoods of local populations.

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OL’ MAN RIVER AND THE DAM STATE: Kenya’s misguided Big Water policy
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The various feasibility studies and state policy documents supporting the revival of the High Grand Falls Dam project on the Tana River conform to what economists refer to as path dependency – or how a set of decisions for any given circumstance is limited by the decisions made in the past, even though past circumstances may no longer be relevant.

The QWERTY keyboard is the classic example of this pathway effect. It was designed to prevent typewriter keys from striking each other and sticking. A clever solution at the time, the un-ergonomic keyboard survives as the default for our computers and phone keypads decades after the demise of the typewriter because changing it would create greater problems.

Conceptually, path dependence interfaces with other properties of systems such as convergence, probabilities, and the jargonistic but useful property termed ergodicity. Economists define ergodicity as the ability to eventually shake free from the influence of a past state. Non-ergodic practices, in contrast, risk the problem of becoming locked in, as demonstrated by the rapid fall of Nokia when it dismissed touchscreens as a “gimmick” and lost out on the growing smartphone market.

The path dependency Illuminated by this particular case highlights a wide set of institutional practices and incentives that contribute to many of Kenya’s latest large infrastructure projects. The empirical evidence demonstrating that large infrastructure projects do not benefit the poor is not a concern in President Uhuru Kenyatta’s Big 4 policy environment. Rather, it’s a case of “the bigger the better” when it comes to Kenya’s administrative gatekeepers, tenderpreneurs, and decision makers. Endemic corruption and the ballooning national debt are consequences of this non-ergodic mindset.

Feasibility studies and invisible stakeholders

The upper Tana became the main provider of Kenya’s electricity after independence, a role that began with the construction of Sagana in 1956 and expanded by the commissioning of the Kindaruma (1968), Kamburu (1974), Masinga (1981), Kiambere (1988), and completion of the original Gitaru (1999) dams. None of these projects generated significant controversy at the time. Adding another electricity-generating station to the chain would appear to be a straightforward proposition, but it is not.

The 2016 Environmental and Social Impact Assessment of the High Grand Falls Dam project commissioned by the National Environment Management Authority (NEMA) confirms that the majority of people that will be negatively affected by the project live in areas historically neglected by the government. The report’s two-page summary of the project area’s socio-economic characteristics observes that the corresponding “low level engagement has left the communities to develop at their own pace. Some of the communities in the region are very conservative and continue with retrogressive practices that are inimical to development”.

The upper Tana became the main provider of Kenya’s electricity after independence, a role that began with the construction of Sagana in 1956 and expanded by the commissioning of the Kindaruma (1968), Kamburu (1974), Masinga (1981), Kiambere (1988), and completion of the original Gitaru (1999) dams. None of these projects generated significant controversy at the time. Adding another electricity-generating station to the chain would appear to be a straightforward proposition, but it is not.

The assessment document is rich in technical details but bypasses critical socio-economic and cultural issues. For the inhabitants of Kenya’s remote margins, it is the latest example of the dirigisme underpinning Kenya’s post-independence tradition of social exclusion.

Whether by design or omission, the negation of local histories and indigenous knowledge traditions effectively functions to render excluded minority communities invisible when it comes to development planning. Once an area is targeted for an external investment or development project, the commissioning of the feasibility study reinforces the established trajectory without exploring the negative social implications of the environmental impacts and other related factors.

The various feasibility studies commissioned in support of the Magogoni port and the Lamu Port South Sudan-Ethiopia Transport (LAPSSET) corridor, the Roola Project Memorandum of Understanding with Kuwait that preceded it, and the study supporting the allocation of the Tana Delta land for sugar production all conformed to this model. The original Mutonga-Grand Falls feasibility study, to its credit, documented the negative environmental impacts downstream, but otherwise skirted the social and economic consequences for the local stakeholders.

OL’ MAN RIVER AND THE DAM STATE: Kenya’s misguided Big Water policy

Read also: OL’ MAN RIVER AND THE DAM STATE: Kenya’s misguided Big Water policy

There is much to be said for sticking to what works, but the opposite principle applies in the case of the government’s Expanded National Irrigation Programme (ENIP) goal of expanding the 165,833 hectares under irrigation in 2011 to 1.2 million hectares by the year 2030. Most of the land to be developed in order to meet this 600 per cent increase is located in the country’s Arid and Semi Arid Lands (ASAL) zones. The performance of Kenya’s large irrigation projects has not been impressive and several of them are very expensive white elephants.

The ENIP contribution to the proposed strategy is based on an in-depth study of the water resources available in the Tana and Athi river basins. A Food and Agricultural Organisation (FAO) overview of the strategy outlines the formidable technical challenges involved, such as the high level of water losses due to evapotranspiration in the reservoirs and in the channels proposed to convey water to other sites. Kenya currently uses over 69 per cent of its limited developed water resources on irrigation. The share of Kenya’s water diverted to irrigation will rise to 89 per cent with implementation of the ENIP-driven food security strategy, which does not factor in growing industrial and urban demand.

The High Grand Falls Dam project is the main engine of this plan that, among other things, aims to redirect water to the Galana River to ensure sufficient water for the dysfunctional Galana-Kulalu scheme that is scheduled to eventually cover a colossal 1.7 million acres. The NEMA assessment document also mentions the construction of another channel transferring water to the Waso Nyiro, but does not explain why.

The water problem is emblematic of the formidable challenges facing society across system scales. The high stakes posed by the global population-natural resource equation explain why the private sector and governments alike are extolling the virtues of innovation, disruption, and creative problem solving. The dam is, in contrast, a Red Ocean project predicated on the giganticism embraced by the Vision 2030 and LAPSSET agendas.

The larger problem with the High Grand Falls Dam Assessment Study is what is not reported, like the cutting-off of the Tana for 32 months and the consequences for the ecology and downstream communities. The study does refer to the increased incidence of human-crocodile conflict (their words, not mine) and includes a list of preventative measures that can be taken to reduce it, but otherwise lacks mention of any planned mitigations downstream, or the prospects for the intensifying resource conflicts that John Allen Namu documented in The End of the River series screened on NTV.

The study does, however, pay lip service to the impact on the residents of Tharaka, who were the only grassroots stakeholders consulted. The study team convened five meetings in Tharaka attended by 857 local participants. According to the document, “there is a general acceptance of the project by the majority of the communities living in the area”.

The larger problem with the High Grand Falls Dam Assessment Study is what is not reported, like the cutting-off of the Tana for 32 months and the consequences for the ecology and downstream communities. The study…lacks mention of any planned mitigations downstream, or the prospects for the intensifying resource conflicts…

One can question the extent of the information communicated in these briefings; summaries of the discussion include miscellaneous details, like an announcement that title deeds are ready for Kamanyaki, an area that will be under water if the project goes forward. There is also no reference in the document to consultation with other communities; it renders the stakeholders in Garissa, Tana River, and Lamu counties invisible. My contacts downstream, including a local MP, verify the lack of consultation and report a general perception of confusion over the dam project.

Spatially, Tharaka is one of the most remote areas of Kenya. Its remoteness is not a function of distance, but of the area’s isolation. The roads are challenging and it is not on the way to anywhere else. So the only reason you will find yourself in towns like Marimanti, Chiakariga, or Gatunga is because you have an important reason for visiting. As the Assessment Study observes, the locals have been developing at their own pace; what it does not say is that the residents of Tharaka seem to be okay with this, and are keen on finding their own solutions, like the modified female rites of passage based on piercing the ears of young girls in place of the “retrogressive” tradition of female circumcision.

Once upon a time I conducted a survey on the state of education, health, and access to water that took me to every sub-location of Tharaka. The residents at that time were highly independent and probably the most land-paranoid community in the country. The area can prosper with greater exploitation of the local rivers for irrigation, but this has been slow coming due to internal social factors linked to the use of communal resources. The High Grand Falls Dam blueprint, in contrast, requires the relocation of 4,500-plus displaced households to a large-scale irrigation scheme outside their home county.

I find it very difficult to see the residents assenting to the planned mitigations, especially without monetary compensation, which according to recent reports in the press has been scrapped due to inflated claims and other problems common to projects that require resettlement and compensation.

Maybe the lack of attention to these issues does not matter. In a study entitled Watered Down? A review of social and environmental safeguards for large dam projects, the authors of one of the studies report that “the implementation of systematic procedures to reveal social priorities is still very unusual in developing countries” and that “it has been estimated that environmental and social safeguard processes derived from public consultations have been implemented in only 10–15% of new hydropower projects around the world”.

A case of too much electricity?

This brings us to the objectives justifying the displacement of Tharaka households and the other social and ecological negatives that will be caused by the 32-month hiatus in the river’s flow. The benefits covered in the Assessment Study are the generation of 700 megawatts of electricity, the creation of a large 5.6 billion cubic metre reservoir that the project’s designers claim will be used to irrigate 200,000 hectares of cropland, and enhanced management of the river’s flow to control flooding. These plans represent the culmination of the pathway beginning with the development of the Tana’s hydroelectricity capacity that projected 11 dams in total. But things have changed since the project was first proposed in the mid-1990s.

Kenya’s national electricity strategy seeks to diversify the nation’s power sources. But hydroelectric generation already provides the greater portion of Kenya’s electricity, and is subject to increased uncertainty over the long run due to factors of climate change and degradation of the country’s water catchment areas.

Moreover, like the controversial coal-generated electricity plant proposed in Lamu, this latest energy investment comes at a time when the region’s electricity supply is outstripping demand. Several new power sources, such as the Lake Turkana Wind Farm, the three Gibe dams on the lower Omo River, and the Bujagali, Isimba, and Karuma dams in Uganda, will add to the region’s growing electricity surplus.

Kenya is blessed with an abundant but largely untapped capacity for wind and solar power, and costs have come down. The wind and solar projects now being planned or under construction at this early point in the sector’s development will add another 1,000 megawatts to the grid. In addition, Kenya is contracted to buy 400 megawatts of power from Ethiopia, but the government appears to be delaying the connection, ostensibly due to the problems of marketing the existing supply, even though in 2015 a contract to build supply lines was signed with a Chinese contractor.

The numerous problems of mismanagement and consumer exploitation that are endemic in Kenya’s state-controlled electricity sector highlight the real priority, which is the need to extend connections to the large numbers of Kenyan households that do not have access. This is being addressed through a mix of off-grid, mini-grids, and connections to conventional sources.

A history of failed irrigation projects

No one contests the need to enhance Kenya’s national food security. However, the prioritisation of large-scale irrigation schemes in order to justify the High Grand Falls Dam is considerably more problematic than the power generation that was the original Mutonga-High Falls project’s primary driver.

The record of Kenya’s large irrigation schemes ranges from poor to disastrous, sprinkled with a few qualified successes. The Perkerra, Kanu plains, Mwea-Tebere, Hola, Bura, and Galana schemes have all experienced serious problems. Even the one success story, the Mwea scheme, was on the brink of collapse by the early 1990s when it was managed by the National Irrigation Board. Militant protests by the scheme’s residents who fought and defeated the police trying to block a demonstration led to the liberalisation of the Board’s marketing monopsony. This was followed by the still ongoing and controversial privatisation of the scheme’s land holdings.

The record for sustained mismanagement belongs to the ill-fated Bura irrigation scheme. The world’s most expensive irrigation project at the time it was christened in 1977, it quickly turned into a black hole for the World Bank, the Government of Kenya, and the pastoralists-turned-farmers who settled there. Writing in 2008, three decades after its inception, one researcher described the conditions on the scheme as:

The area is now reminiscent of a ghost town. Huge water towers stand abandoned in the scrubby landscape; irrigation canals stretch across tens of miles, overgrown with thorny vegetation; and a fenced-in vehicle parking lot contains dozens of rusting Land Rovers and large farm machinery. Housing units built for mid-level project staff as well as the villas for the resident managers stand abandoned, dilapidated, and looted. Only people with nowhere left to go remain on the project site.

The former pastoralists who settled on the Bura scheme have survived as subsistence farmers assisted by famine relief provided by the World Food Programme. They draw their water from a murky irrigation pond they share with livestock. The award for the ultimate cosmic insult, however, goes to the nearby Hola Irrigation Scheme. During the mid-1990s the Tana changed course, leaving expensive industrial pumps beached next to the old riverbed.

The record of Kenya’s large irrigation schemes ranges from poor to disastrous, sprinkled with a few qualified successes. The Perkerra, Kanu plains, Mwea-Tebere, Hola, Bura, and Galana schemes have all experienced serious problems. Even the one success story, the Mwea scheme, was on the brink of collapse by the early 1990s.

Indigenous production systems developed important social risk-spreading strategies and cultural resilience for coping with climatic uncertainty and periodic but unpredictable extreme environmental events – an orientation that most developmental interventions lack. The Japan-supported Tana Delta Rice Production scheme, for example, started well but went belly up after the 1998 El Nino rains destroyed the main canals. Power surges disabled the large German-built milling complex. Rice production continued on a reduced scale and the problems could have been fixed, but the government withdrew its funding in 2001 due to massive corruption.

The last time I visited the scheme, monkeys were roaming the impressive but incapacitated processing plant while an old smoke-belching mill next to it laboured to turn the small harvest of mpunga into mchele. A number of local and international agribusiness organisations stepped into the gap by lobbying the government in order to establish sugar and jatropha plantations. A large area was allocated to a British firm to implement a biofuel scheme, but like the plans for sugar, it failed to take off due to widespread local opposition.

As one report declared, “The Tana Delta could house a museum featuring failed projects”. The report traced the poor record of top-down projects in the Tana Delta to the failure to take the local people and the environment into account. Research undertaken by Nature Kenya established that the value generated by local agricultural and livestock producers considerably exceeds projected returns to sugar monoculture and the other capital-intensive ventures.

Environmental impact on the Tana Delta

In 2012 the Tana Delta became a Ramsar site, which recognised its status as one of the world’s important wetlands. A case study by the International Union for Conservation of Nature (IUCN) reports that the dam’s impact on the Delta will result in the reduction in the area and composition of floodplain grasslands, lowered surface and groundwater sources, loss of fertile riverbank sediment depositions, reduction in swamps, ox-bow lakes and seasonal water bodies, the deterioration of riverine forest areas due to senescence, and the degradation of the mangroves that include two species unique to the Tana Delta environment. The ecosystem hosts many other rare and endangered species, but the main casualty may be the over one million people who depend on the river’s flooding regime for their livelihoods and the 2.5 million head of livestock who depend on the water and pasture. The project will also jeopardise the growing number of riverside farms in Garissa that use the river for irrigation, who will lose out when the project redirects Tana River water to the Athi-Galana in order to support the government’s latest water grabbing experiment – the US$3 billion Galana-Kulalu project.

A case study by the International Union for Conservation of Nature (IUCN) reports that the dam’s impact on the Delta will result in the reduction in the area and composition of floodplain grasslands, lowered surface and groundwater sources, loss of fertile riverbank sediment depositions, reduction in swamps, ox-bow lakes and seasonal water bodies, the deterioration of riverine forest areas due to senescence, and the degradation of the mangroves that include two species unique to the Tana Delta environment.

The Tana Delta and riverine zones are crucial dry season reserves that attract other herders from as far as Wajir and southern Somalia during drought years. Over 100,000 Pokomo depend on recession agriculture, and there are 50,000 freshwater fishermen working in the Delta. However, none of these facts have stopped the authors of the High Grand Falls Dam Assessment Study from claiming that the project is necessary for securing the productivity of land in the Tana Delta.

The record of flawed interventions on the coast, including the nearby Magarini settlement scheme, did not augur well for the government’s one-million-acre Galana-Kulalu irrigation scheme. Observers questioned the prospects for the proposed public-private partnership when it was launched in 2014. The scheme did not disappoint. Production has been dismal, funds have vanished, and in 2016 a group of parliamentarians called for the suspension of the scheme, citing mismanagement and inflated costs. In September of 2018, the press reported that the National Cereals and Produce Board received maize valued at Sh35 million from the scheme, a paltry return to an enterprise that four years after its launch has spent Sh7.3 billion to bring only 5,000 acres under cultivation.

Analysis of the technical, administrative, and tenure-related issues besetting Magarini and other schemes in Kwale and Lamu show that they have neither alleviated the coast’s land problems nor have they advanced Kenya’s agricultural development. The Galana-Kulalu scheme is the latest contribution to a policy pathway littered with numerous such developmental disasters. Massive amounts of funds have evaporated under the hot African sun; and in an area inhabited by minority communities, these disasters have been a recipe for political tensions, conflict, and corruption.

Irrigation launched Kenya’s lucrative horticultural export industry. Private farms are perhaps the best example of irrigation’s commercial potential, but most of the produce is exported. Irrigation will also have to make a growing contribution to food security over time and prospects for expanded medium- and small-scale irrigation based on water user associations are positive. But at this point, farmers using the common jua kali overhead sprinklers and appropriate technologies like the ApproTec treadle-pedal pump have probably made a greater contribution to domestic food security.

Irrigation presently consumes 69 per cent of Kenya’s water. An analysis of scale, control and success in Kenyan irrigation attributes the problems of schemes to bureaucratic control, and found that state mismanagement is a more important factor than scale. Expanding the unexploited potential for land under irrigation will depend upon sorting out a matrix of technological, social, and environmental issues influencing agricultural output and efficiency. The High Grand Falls project and documents supporting it do not provide answers.

The elephants in the room

There are two elephants in this room. The first is the nexus between climate change and the availability of water. A hydrological analysis of the impact of climate change on the Tana Basin indicates that levels of rainfall across the basin will increase, but so will the variation and episodes of extreme precipitation and drought. Its impact will also vary across the region’s ecological zones, increasing the problematic consequences for ASAL areas. Despite the overall increase in rainfall, the authors underscore that the real challenge will be the need for those managing water resources to adapt to the new climate regime with its extremes of drought and flooding. This is a serious game changer.

The other elephant is the state. The record of mismanagement, graft, and poorly designed interventions make it easy to critique the Kenya state’s record of bungling and impunity in this sector. But the fact remains, for the bureaucrats who harvest the extra allowances and other perks these projects generate, Big Water is a magic bullet that will resolve Kenya’s food security equation. For the political decision makers at the top of the food chain, it is a convenient source of patronage and rents.

Although the case for expanded water storage requires a sustained long-term strategy, it is hard to take projects like the High Grand Falls Dam seriously when a Permanent Secretary goes on record to justify the project by stating the dam will form ”a small lake, introducing fishing to the communities around it, and tourism”. He clearly did not read the reviews on TripAdvisor about the state of the Masinga dam resort. A fraction of the dam’s price tag would go a long way towards improving water security across Kenya’s water-stressed regions by creating many “small lakes” where rainfall collects.

There are many other alternatives to centralised water storage. According to the author of an Oxford University Business School study of large dam projects, “Many smaller, more flexible projects that can be built and go online quicker, and are more easily adapted to social and environmental concerns, are preferable to high-risk dinosaur projects like conventional mega-dams.”

Big Water is just another variation on Big Infrastructure, but with much greater potential for blowback in this case due to the number of Kenyans facing lost livelihoods and displacement. The cash-strapped Jubilee government is clearly locked into a dead-end developmental pathway that is damming up its citizens’ problem-solving energies and capacity for developing social and technological solutions.

An analysis of pathway dependency offers two pieces of advice about escaping the “entrapment basin” like the one luring state policymakers and planners into the cul- de-sac reviewed here. The first is that those managing the system require external agency to change. The second is that instead of making choices that often turn out to be wrong, policy makers should improve the informational basis for choices that can be made by private parties and government agencies.

Big Water is just another variation on Big Infrastructure, but with much greater potential for blowback in this case due to the number of Kenyans facing lost livelihoods and displacement.

Unlike the case in the 1990s, there is now a large base of information and analysis on the issues interfacing with the High Grand Falls project, but the dam state will need a push if it is to play a role in rationalising the process.

In 1988, opposition to Hungary’s Nagyramos Dam provoked citizens to defy their Communist government for the first time, triggering the succession of events leading to the collapse of the Eastern Block governments in 1989. Maybe the High Grand Falls project will be the tipping point catalysing a coalition of local and external forces, like India’s Save Narmada Movement, that will lead to a more viable policy framework for managing the Tana Basin’s waters and the larger region they support.

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Dr. Goldsmith is an American researcher and writer who has lived in Kenya for over 40 years.

Politics

‘Teach and Go Home’: Kenya’s Teachers Service Commission and the Terrors of Bureaucracy

The TSC has no mandate, and no qualification, to be peeping into classrooms and making pedagogical decisions. The litany of bureaucracy that it imposes on teachers must be abolished.

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‘Teach and Go Home’: Kenya's Teachers Service Commission and the Terrors of Bureaucracy
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On the afternoon of Friday, 12 November, Martha Omollo, a teacher in Nairobi County, was called to her school and served with a letter from the Teachers Service Commission, the government employer of teachers in public schools. The letter, which was dated that day, informed her that she had been transferred to a school in Trans Nzoia County, 400 kilometres away, and that she was to report ready to teach the following Monday, 15th November.

Earlier in the week, Omollo had been the spokesperson of the Teachers’ Pressure Group, which had called into question the loyalty of the union leaders to its members, and the opaque health insurance scheme into which teachers pay through involuntary salary deductions. Shortly after the press conference, Omollo received a call from the TSC Nairobi County office warning her not to publicly discuss issues facing teachers.

The idea that a teacher can pack her bags in the middle of the term and move 400 km away, ready to teach in three days, is nothing short of cruel. The move clearly disregards human nature, and the fact that teaching is, by its very essence, a profession of relationship. Teachers cannot take care of students’ minds and wellbeing when they themselves are anxious about their own wellbeing, and worse, when they are denied the freedom of thought and speech. The transfer communicates that the TSC does not care, and worse, it callously turns one teacher into a warning to other teachers.

Similar treatment of a teacher was witnessed in April this year. The media reported about a teacher, Magdalene Kimani, who trekked to a school 20km away for a number of days to administer national examinations. In reaction to this fairly innocent report, the county education office sent her a “show cause” letter, yet the report was initiated by the media rather than the other way round. The education officials were heartless to ignore the teacher’s 20km trek and then issue a threatening letter to her.

These two cases are just a microcosm of the harassment that Kenyan teachers endure under the TSC. For instance, the TSC has carried out massive transfers of teachers away from their home areas in a procedure called “delocalization”. In her appearance before the Senate, Nancy Macharia, the CEO of the TSC, justified the initiative affecting thousands of teachers as a move to encourage “national cohesion”. It is amazing that one can think that cohesion comes from displacing teachers, disrupting their families, and showing no care about what worried teachers mean for students. To make such moves that increase teachers’ anxiety during school unrest is insensitive and a symptom of bureaucratic hubris.

It should not surprise Kenyans, therefore, that this callousness is bound to show up in the schools and public spaces. Senior government officials display an amazing lack of emotional intelligence and sensitivity to ordinary professionals, and a seeming ignorance of the harm that their actions against juniors imply for the larger public. Teachers who are anxious and who feel disrespected cannot treat children with dignity and respond to the extra-ordinary circumstances of the children under their care. To expect otherwise, as the TSC seems to do, is the definition of either hubris or inhumanity.

Take, for instance, the forms that teachers have to fill in regularly. According to the TSC, teachers have to fill in 18 forms, but teachers say that the forms are more than that. The ludicrous CBC promise of paying attention to individual learners has meant that teachers fill in forms detailing the special learners in their class, the nature of the learners’ challenges, and the remedies that the teachers have taken to address those challenges. Teachers are also expected to file reports on how they have covered what KICD calls “strands” and “subs-strands”. Now that this is assessment season, teachers are also required by the Kenya National Examinations Council to assess students conducting group activities, but the assessments require the teacher to grade each individual student along six or seven measurements. This means that for one subject taught to one class of sixty students, a teacher is filling in 60 rows x 7 columns.

Senior government officials display an amazing lack of emotional intelligence and sensitivity to ordinary professionals.

The problem with this work is not simply the amount. It’s that the work is demeaning. Teachers are filling in paperwork about teaching rather than doing the actual teaching. In the language of the anthropologist David Graeber, this is the “bullshitization” of work caused by an increase in bureaucrats with nothing to do but supervise others. The point of these forms is not to improve teaching and learning, as the bureaucrats have deluded themselves. The point is control by people who spend their days in offices and do not understand the beauty and mystery of the human connection between teachers and children, nor the fact that that beauty and mystery cannot be translated into numerical measurements. By some perverse psychology, Graeber explains, work in the neoliberal era has meant an exponential increase in administrators who subsequently use bureaucratic tools to terrorize the people doing the actual work.

I do not use the word “terrorize” lightly. The word has been used by education scholars in their assessments of performance appraisal for teachers, including by the eminent British education sociologist Stephen J. Ball, in his well-cited journal article The Teacher’s Soul and the Terrors of Performativity. The nature of terror is to plant shame and fear in the individual, make the individual feel isolated and therefore incapable of changing anything about their condition. Terror is also characterized by a lack of predictability. And because the system is always incoherent and inconsistent, teachers can never tell where the attack will come from. No matter what the teacher does, the teacher is never good enough.

One teacher told me that with TPAD, teachers are told to rate themselves but not too much, and then punished for not achieving 100 per cent performance. The teacher put it this way: “During the introduction of TPAD, we were directed that we should not rate ourselves more than 80 per cent even when you know you have met the ‘targets’. During the recent interviews, those without evidence of it were disqualified.”

The point is control by people who spend their days in offices and do not understand the beauty and mystery of the human connection between teachers and children.

​Another tragically hilarious story was recounted in a letter to the editor of the Nation newspaper some years back. The letter, titled “TSC should listen to teachers’ voice on appraisal row”, read:

Back in 2010, quality assurance and standards personnel from the Ministry of Education visited the school I was teaching in then.

As a routine, they demanded to inspect teachers’ ‘tools of trade’, as they called them. These included schemes of work, records of work books, lesson notes and lesson plans and files containing learners’ progress reports, amongst many others. We complied. Only one member of staff had all these. The rest of us, in a staff of 27, including the principal, had one or more documents missing.

After perusal, we were given a lengthy lecture on how ‘lazy’ we had become, and that only one of us merited a recognition in a public forum, notably, the school’s Annual General Meeting, and that the institution would be posting better results were we to emulate our colleague.

After the exit of the QASO personnel, the entire staffroom burst into laughter. Months later, the teacher in question was transferred following complaints from parents and learners over his below par delivery and alcoholism.

This is an egregious story of how bureaucrats confuse measures and tools of work with the actual work itself. Humiliating teachers for not having submitted complete records is similar to judging a carpenter’s work not by the furniture but by the carpenter’s hammer. For the teacher, part of the torture of performance appraisal comes from the consciousness that the work that one is doing is barely a reflection of the real work of teaching. As the story shows, a teacher actually teaching in the classroom is unlikely to achieve perfect record keeping, and yet, it is the lack of record keeping that is used to judge the teacher as lax and incompetent.

As Ball explains, the goal of teacher appraisals is not the improvement of teaching, as education bureaucrats claim. The real goal is to capture the teacher’s soul. The demand for performativity seeks to change not what teachers do, but who the teachers are. It is a vicious power grab aimed at denying teachers the ability to make judgements based on their professional opinion, and at making the bureaucrats and managers, rather than the children in their classrooms, the main focus of teaching. This obsession is so acute in the TSC, that as the latest wave of school fires began a few weeks ago, teachers were simultaneously receiving text messages from their employer reminding them to meet the deadlines for their appraisals. In other words, our children are not a priority for the education bureaucrats. It is for this reason that many teachers have adopted the “teach and go home” philosophy. It even has an acronym: TAGH.

The common sense of cruelty

How is this cruelty so easily enforced without public resistance?

Part of what makes appraisals so difficult to resist is that they sound like common sense. The argument of the managerialists and politicians in support of appraisals goes something like this: Public education is useless and is failing our children (the Kenyan version is that it produces incompetent graduates). The problem is the teachers. To improve our education and make teachers work better, teachers need to be policed with appraisals or performance contracts, where their performance is measured by a score.

This logic is devilishly convincing when one has no personal experience of teaching. I have been studying performance management in education for a decade, and to this day, I still struggle with explaining why the system is abusive. The common sense character comes from Anglo-American billionaires and politicians whose power and access to the media allows them to spread the narrative of truant and incompetent teachers who are overpaid by the state and protected by permanent and pensionable terms (called “tenure” in the US). Teachers in the US, UK and Australia, among other English-speaking countries have gallantly resisted this attack, but their struggle has been rendered longer and harder by the fact that politicians and billionaires have used the media to poison the public’s opinion of teachers.

The demand for performativity seeks to change not what teachers do, but who the teachers are.

The demonization of teachers is, in reality, an effort to end job security for teachers and replace it with appraisals, or what American conservatives call “teacher accountability”. To avoid the political mess of firing teachers en masse, these haters of teachers call for more measurement of teachers’ work. They also advocate for drastic measures like shaming and firing teachers, and closing schools that do not meet “standards”, standards that are solely determined by students’ examination scores. Appraisal management is a large-scale and sanitized form of “constructive dismissal”, which is the technical term for workplace bullying, where a worker is deliberately mistreated so that they can quit. The tactics are working, because many teachers tell me that they want to quit.

Microsoft seems to be preparing for such a scenario where the number of trained teachers will be so insufficient that technology will have to do the teachers’ work. Microsoft came on my radar when one teacher wrote to me that part of the TSC’s regime of form-filling includes teachers uploading their notes on Microsoft. It appears that when the president attended the Global Partners for Education conference in London in August 2021, one of the events was to sign a deal with Microsoft whose goal was vaguely defined as “to enable the best use of technology to dramatically enhance learning.”

The article gives no details of what Microsoft intends to do with those notes, but one can legitimately worry that the point is to eventually use those notes to create lessons for which Microsoft will charge Kenyans, and probably without honouring the copyright of teachers. If such is the case, then the teaching profession is essentially a plantation in which the TSC is the foreman that terrorizes teachers to extract materials for foreign companies to exploit.

There is yet another common sense narrative to make us accommodate this potential exploitation, and this narrative came with CBC. It is the narrative of “individual talent” and “personalized learning”. When Kenyans hear it, they think the discussion is about a human teacher giving loving and individual attention to each child, when in fact, the corporates are talking about children learning from tablets and without teachers.

This hatred for teachers is not about education. It’s a cruel contempt for society and especially for the poor whom, the rich think, do not deserve a good education, least of all at public expense. Others suggest that it comes from contempt for teachers as people with expertise, and as members of unions that are still standing up against the casualization of labour. Rev. William J. Barber also mentioned another logic of this attack: “The reason they want to privatize education is because a lot of people who are greedy know that they can’t make as much money out in other markets now. So they want to come in and siphon off money from the government for their own personal pockets. Some of them don’t hate government; they just hate government money going to anybody but them.”

Whatever the case, the war against teachers and public education, which has a peculiarly Anglo-American character, is a war that has been waged against Kenyan public school teachers since 2010, led by the current president who was Finance Minister and Acting Education Minister then, and with the help of the British Government. As Nimi Hoffman details in her article, the DfID engaged British academics who used unethical means to push for a project that undermined teachers’ unions through hiring contract teachers on low pay. The project was piloted in Kakamega County and was rigorously resisted by the teachers’ unions.

It is for this reason that many teachers have adopted the philosophy of “teach and go home”.

The relentless effort to casualize teaching continued in April 2015, when the TSC announced the replacement of the punitive performance management system with a more “encouraging” appraisal system. The pilot project was funded by the World Bank, and the British Council funded the implementation of appraisals. To anticipate the resistance of the union officials, the then TSC chief executive officer Gabriel Lengoiboni reminded them that they had implicitly accepted the project when they participated in the benchmarking trip to Britain in 2014.

Education policy in Africa has largely been influenced in this way. Foreign governments offer trips abroad for teachers, and the familiarity disempowers teachers from questioning or opposing the policy being subtly pushed through this informal networking. Even the Bologna Process, largely responsible for the bureaucratization of Kenyan higher education, was entrenched through sponsored trips to Europe for African vice-chancellors and senior academics.

Truth is exposure

The way to end this intricate system of decadence in the school system is through public exposure. But education leaders in Kenya are notoriously secretive, fanatically hostile to self-examination and ironically, steadfastly resistant to public interrogation. Learning institutions muzzle teaching professionals despite academic freedom being guaranteed by the constitution. The Kenya Institute of Curriculum Development replaced the education system with competency but avoided any debate in the media about their choice. The TSC terrorizes teachers in the shadows and punishes teachers for any publicity in the media. In the universities, public debate is discouraged through an insidious rebuke of disagreement as “attacking people personally” and with calls for intervention from a third party to lead in reconciliation. Being a teacher in Kenya’s colonial school system is like living in a bad version of the movie “Stepford Wives”, where people are supposed to ignore reality and humanity and live in a fictional utopia.

There is little difference between this scenario and witchcraft. The defining characteristic of witchcraft is that actions happen in the shadows, supposedly with no human actors, as if brought about by the wind, with nobody to hold accountable. There is no one to name, no one to be held responsible. Education institutions maintain a stoic silence in the delusion that because education bureaucrats have blocked their ears and cannot hear alternative voices and visions of education, those alternatives do not exist.

The demonization of teachers is, in reality, an effort to end job security for teachers and replace it with appraisals, or what American conservatives call “teacher accountability”.

This is why we need a Truth and Justice Commission for education. We need a public forum where Kenyans are forced to hear all the participants in education, especially those who are the most vulnerable. It is time for Kenyans to stop listening to the disjointed stories of the media, the propaganda of the private sector, and the silence of educational institutions, and to construct for themselves a complete story that connects the dots between the brutality suffered by our children, the terror experienced by teachers, the deaf ears of education bureaucrats and the sadism of the Kenyan public. Our faith in the colonial education system is a national delusion that can only be cured by the truth.

In the immediate, TPAD and the litany of bureaucracy which the TSC imposes on teachers needs to be abolished. The TSC has no mandate, and no qualification, to be peeping into the classrooms and making pedagogical decisions. Despite its “Commission”, tag the TSC’s role is mainly human resource clerical work. If the TSC officers want to enjoy the dignity of teaching, they are welcome to join us in the classroom. As they know, there are not enough teachers, and moving with their salaries to the classroom would save the country some money for hiring teachers. Likewise, the yearly assessments of the Kenya National Examination Council need to be done away with. With the introduction of CBC, the KICD promised Kenyans the end of exam obsession. It is ridiculous that CBC is now increasing yearly assessments all the way down to primary school. And Martha Omollo’s transfer should be reversed. The remedial measures should be guided by this simple principle: our children deserve to be taught by adults who are free in thinking, creative in teaching, and caring in interaction.

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Prebendal Politics and Transition to Democracy in Somalia

The Somali political space is a marketplace that does not allow for free and fair elections and diminishes the credibility and legitimacy of the electoral process, hindering the emergence of democracy in Somalia.

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Government should belong to the people, be for the people and by the people. This is the democratic ideal borne out of man’s innate desire for good governance, societal stability, and development. Credible elections are the hub around which the practice of ideal and sustainable democracy revolves.

As such, it is closely tied to the growth and development of democratic political order. To realise this democratic ideal, however, electing people to participate in government should be freely and fairly done to allow for the right choice of the electorates to emerge. The elections process is the only means of guaranteeing the credibility and sanctity of democratic practice. The election becomes a crucial point in the continuum of democratisation and an imperative means of giving voice to the people’s will, which is the basis of government authority.

Fundamentally, democratic development involves the practice and sustainability of regular, credible electoral conducts and processes. In fact, one of the cardinal features of democratic practice is the conduct of credible, free and fair elections. Therefore, the cardinal issue in a democratic polity could viewed as the method of selecting people who govern at any point in time.

Indirect election

Conducting elections in fragile countries like Somalia cannot be an easy task by any yardstick. Conducting free and fair elections in such a polity, that gives the victor free reign to grab resources, is a much more difficult assignment the success of which even angels cannot guarantee. This is in large part because of the insecurity, political infighting amongst the elites, endemic corruption and the threat from Al-Shabaab. The militant group has historically made it difficult to hold elections in Somalia by threatening to attack polling places.

To minimize concerns about Al-Shabaab disrupting elections, Somali political leaders and their international allies have supported a narrow voting process based on a power-sharing formula between clans, rather than a popular vote (universal suffrage is still a distant dream for the country) and adopted the electoral college model. In the model, elders are selected from across the diverse clans and they, in turn, nominate or elect parliamentarians, who in turn elect the president. Initially, one elder from each clan picked one member of parliament (MP), but this has now changed to an electoral college system. In this system, each clan still appoints one member of parliament, but instead of one person deciding, each clan picks 51 of its members to vote for that clan’s one representative in the lower house of parliament as happened in 2016/17 indirect election.

Since early 2000, Somalia has had four indirect national elections and witnessed a peaceful transfer of power from one civilian to another. In 2012, 135 traditional clan elders elected members of parliament, who in turn elected their speakers and the federal president. In 2016, elections were conducted in one location in each federal member state. The 135 traditional clan elders also selected the members of the 275 electoral colleges made up of 51 delegates per seat, constituting the total college of 14,025. On the other hand, the senate (upper house) members were nominated by the federal member state presidents, while the federal member state parliament selected the final members of the upper house.

The ongoing (2020/21) election mirrors the 2016 exercise but has expanded the number of delegates involved in the lower house (electoral collegeElectoral College) from 51 to 101 delegates. This expansion raised the number of participants in the lower house election from 14,025 to 27,775—a notable growth in suffrage. Furthermore, the September 2020 agreement increased the number of voting centres per member state from one to two. It also established federal and state election commissions to oversee the polls. However, elections in Somalia have lacked the basic ingredients of democratic elections as most Somalis are not included in the voting. The elections have also been characterised by pervasive corruption and widespread electoral fraud.

It is common knowledge in Somalia that running in an election and winning requires not only political clout but also a lot of money. An aspiring politician needs the help of a well-heeled or well-grounded politician or a money bag to bankroll their political campaign to see success in such an endeavour. This is mainly because taking political office in Somalia has come to be seen primarily as a means of enrichment and of gaining influence, and not as an opportunity to serve the people.

Somali elites and prospective parliamentarians receive campaign funding from both internal and external actors. External actors include neighbouring countries such as Kenya and Ethiopia, Gulf countries and Western allies. On the other hand, internally, the key powerbrokers are the elites who have captured states and regions, and particularly those who had mastered the art of obtaining contracts during the war; they have built business empires in the import/export sectors, construction and rebuilding, clearance and customs and are now playing a critical role in politics.

The cost of democracy 

In the electoral collegeElectoral College system, the price of votes ranges from US$5,000 to US$30,000, with politics at the local and national levels recognised to have become increasingly monetised over time. Some candidates are said to have offered bribes of up to US$1.3 million to secure votes. Jeffrey Gentlemen reports that in 2012 former President Hassan Sheikh Mohamud gave several clan elders a US$5,000 bribe each to influence the choice of their clan’s representatives in Parliament.

The 2012 parliamentary and presidential elections that brought Hassan Sheikh to power had little legitimacy, and they were criticised as the most fraudulent in Somalia’s history. Hassan Sheikh was elected as President, backed by the Qatari Government with money brought to Mogadishu by Farah Abdulkadir (a former Minister of Justice and Constitutional Affairs), and business and political allies in Mogadishu. The various processes and elections to put together the leadership of the federal member states were also marred by high levels of corruption and intimidation.

Taking political office in Somalia has come to be seen primarily as a means of enrichment and of gaining influence, and not as an opportunity to serve the people.

The 2016/17 federal election involved a significant amount of money. Farmaajo’s win surprised most observers, and Somali analysts estimate that at least US$20 million changed hands during the parliamentary elections that culminated in the presidential election. Farmaajo’s supporters had hoped that he could be the answer to corruption and extremism in Somalia, but he too succumbed to corruption. He is believed to have influenced elections in the federal member states using money and coercion. During Farmaajo’s time in office corruption worsened and security deteriorated.

Between 2017 and 2021, elections were held across the federal member states that optimised the defining features of prebend, the salience of clan identity, and the pervasive use of violence and money. In Puntland, incumbent President Said Abdullahi Dani narrowly won the election after carefully crafting an alliance of two clan-based interests, The Saleban Clans.  An estimated US$15 million changed hands in the week before the election, with all candidates using money to buy support.

In Galmudug, FGS employed the Somalia National Army (SNA) and Ethiopian military support to restrict opposition figures and elders access to voting centres. The FGS was able to disarm Ahla Sunna Wal Jamma using financial incentives. Eventually, Ahmed Abdi Kaariye, also known as Qoor, won the election with the support of the federal government.

In the Hirshabelle election, the FGS spent more than US$1.2 million to secure the election of the Hirshabelle president. Former Al-Shabaab leader Mukhtar Robow was the running favourite in the South-West State elections. Robow is from an influential Leysan sub-clan (one of the largest in South-west State) with a loyal clan militia, and he was considered widely popular among the broader population. He reportedly refused a significant financial pay-off not to take part in the election and was duly arrested by Ethiopian forces acting on behalf of the federal government before the election itself.

The arrest of Mukhtar Robow and the blatant intervention of Ethiopian forces on behalf of the federal government led to a demonstration and a reported 15 deaths. A critical statement by Nicholas Haysom, Special Representative of the U.N. Secretary-General, in which he raised questions over allegations of abuses by forces loyal to the federal government saw him declared persona non grata.

The long-delayed parliamentary and presidential election was supposed to offer Somalis universal suffrage. However, given the security and logistical challenges of conducting an election in Somalia, as mentioned previously, Somalis opted for indirect election, and so far, the election of members of the senate has been concluded. It is commendable that the majority of senators have been elected by the FMS state legislature in accordance with the electoral model adopted on 17 September. However, the senate election was marred by foul play where FMS presidents and elites pre-determined the winners of every seat, contrary to the agreements and the national interest. The cases of corruption were widely reported; bribes were given to the state legislatures by aspiring senators and their sponsors, including federal and regional executives.

The election for the lower house has just started. Each of the 275 members of the lower house will be elected by an electoral college of 101 clan elders and civil society, determined through the collaboration of the FMS authorities, clan elders and civil society. Nonetheless, the lack of criteria by which the members of civil society and clan elders will be selected has created great concern among the public. It is widely believed that the federal member state presidents have the upper hand in the process, as they also play a role in determining clan elders and civil society. Corruption and vote buying are widespread in all regions; prospective parliamentarians are buying votes.

Abdi Malik Abdullahi tweeted, “2021 electoral process in Somalia is commercialised and sham.” On her part, Hodan Ali tweeted, “Somali politicians poised to spend 10s of millions of dollars on election rigging/buying while millions face killer drought conditions across the country.” Nadeef shared similar view. He noted, “I have realised that Somali leaders are not trying to fix any of our problems. They are trying to make enough money and get enough power so that problems that affect us don’t reach them.”

Given the foregoing, it is clear that taking political office is perceived more as a means to personal economic advancement. This, no doubt, intensifies the unhealthy rivalry and competition for political office that triggers corruption, election rigging, violent conflicts and even coups. In recent years, those seeking power have included prominent scholars coming from all corners of the world to seek elective office on the strength of the size of their pocket. Indeed, the Somali political space is a marketplace that does not allow for free and fair elections and diminishes the credibility and legitimacy of the electoral process, hindering the emergence of democracy in Somalia.

External Influence 

In both Somalia and the West, these influences are believed to be coming from five or six Middle Eastern and African countries with various interests in Somalia. These countries include Turkey, Qatar, the United Arab Emirates (UAE), Ethiopia, Kenya, Egypt, and Sudan. They have been increasingly involved in providing the political elites with campaign money to secure their specific objectives such as access to oil, port and airport development projects, and other business opportunities. Turkey has financial and infrastructure interests in Somalia, including significant investment in the Mogadishu airport. Qatar is a supporter of the Muslim Brotherhood and wishes to see its regional influence expand in East Africa. The United Arab Emirates opposes the Muslim Brotherhood, and may therefore be acting to counteract Qatari influence in East Africa.

Corruption and vote buying are widespread in all regions; prospective parliamentarians are buying votes.

The Gulf crisis has made Somalia a proxy ground for strategic rivalries across the wider region. Qatar and Turkey have supported the last two presidents. Under Farmaajo’s presidency, the UAE supported federal member states and their oppositions, enhancing the bargaining power of federal member state elites in the political marketplace. The UAE is reported to have made payments to parliamentarians and has directed considerable investment towards Puntland, Somaliland and Galmudug. The UAE has also maintained its corporate interests in port development and strategic infrastructure in Berbera, Bossaso and Hobyo.

On the other hand, maritime disputes between Kenya and Somalia have raised Kenya’s involvement profile. FGS has accused Kenya of supporting Jubaland president Ahmed Madobe against the federal government. Ethiopia remains one of the most influential actors in Somalia and since the election of Abiy Ahmed in 2018, the country has taken a much stronger position in supporting the federal government.

Domestic dynamics

Internal actors including clan elders, political entrepreneurs, conglomerates and technocrats are entangled in a web of political clientelism, kickbacks and redistribution, and debt relations. The federal formula has shaped elite political competition around access to external rents in Somalia.

In recent years, those seeking power have included prominent scholars coming from all corners of the world to seek elective office on the strength of the size of their pocket.

These actors use territorial control, access to strategic infrastructure and foreign exchange to protect their ill-gotten assets and to secure new opportunities. These businesses cope with containing cost and risk by stashing wealth abroad and by avoiding growth to circumvent the attention of governance providers and armed actors who may wish to extract or take a stake in an expanding business.

Consequences of state capture by elites and external actors

The consequences of corruption will be far-reaching. Donors will expect to call the shots after an election. This will constitute a cog in the wheel of progress of such a political entity, with outside forces dictating the direction politics and development will take. It may become difficult for the Somali government to act in the interests of the Somali people rather than those of foreign capital since the occupants of political office will owe allegiance to the money bag (the godfather) rather than the state.

It has become increasingly clear that the main incentive for joining politics in Somalia has become prebendal as the issues of democratic ideals and political ideology are relegated to the background. Ideally, ideology serves as a guide to an individual politician and to a political party’s development initiatives, policies, programmes and actions. This is because a political leadership that emerges without ideology will lack development focus and discipline and not be subject to the rule of law.

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Agricultural Productivity as Performance: A Tale of Two Mozambican Corridors

Agricultural corridors in Mozambique emerge when international funders and investors, national elites, local bureaucrats and smallholder farmers overstate the success of agricultural projects.

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In what is now remembered as the Great Leap Forward, 15 to 55 million people died of starvation in Mao Zedong’s China. Decreeing increased efforts to multiply grain yields, Chairman Mao unleashed panic in rural China, and local officials, fearful of the national government, competed to fulfil (or over-fulfil) quotas based on Mao’s exaggerated claims, collecting “surpluses” that in fact did not exist and leaving farmers to starve as a result.

The Great Leap Forward took place between 1958 and 1962. Such schemes ostensibly aimed at improving the human condition and which end up in epic failure, as observed by James C. Scott, have reoccurred throughout history.

Other examples may not have led to a widespread loss of life as happened in mid-twentieth century China, but they have certainly produced hybrid and rather unpredictable outcomes.  An agricultural campaign with similar objectives as the Great Leap Forward was adopted by the Mozambican government for the year 2018/19.

It rallied smallholder farmers to increase production and productivity under the motto, “Mozambique Increasing Production and Productivity Towards Zero Hunger”. In the end, Mozambican farmers were unable to significantly increase production.

They had faced a number of challenges: limited access to credit, fertilizer, farm inputs, and feeder roads, and thus to markets. Which is to say, without easy access to markets, any surplus the farmers had produced was wasted before it even got to market.

What is more important to consider is the fact that this failure to increase the productivity of rural farmers in Mozambique had occurred at the same time as the government had put in place measures to commercialise agriculture along two important transport corridors located in its central and northern regions, that is, the Beira and Nacala agricultural corridors. The Mozambican government had been mobilizing international capital over a decade or so, in order to build and renovate transport infrastructure with the aim of commercialising agriculture along the corridors.

Despite attracting some capital and infusion of technology, capital flows and technological transfers were generally unpredictable as they largely depended on the intervention of multiple actors and the dynamics of the global economy and global commodity prices. Adding to the lack of the much-needed infrastructure was the absence of Mozambican capital, as the banking system in Mozambique was unwilling to take the risks that come with financing agriculture. Investments in agriculture normally take 5-10 years to show visible returns, and Mozambican investors cannot afford to wait that long.

Additional challenges to the implementation of the Beira and Nacala agricultural corridors were related to national and local politics. On the one hand, the armed confrontation between government forces and the armed branch of the major political party in the opposition, Renamo, which affected parts of Sofala and Nampula provinces between 2013 and 2016, had led to a reduction of investments, disrupting the flows of existing businesses. Also, agricultural corridors, in particular the Nacala corridor, tend to generate anxiety over land, leading to continuous debates and campaigns over “land grabbing” and land titling. As a result, both the Beira and Nacala agricultural corridors faced significant challenges in their implementation.

Investments in agriculture normally take 5-10 years to show visible returns, and Mozambican investors cannot afford to wait that long.

The vision of their blueprints, that is, of interlinked agricultural activities – that would have stretched from the cities of Beira and Nacala on the Indian Ocean up to Mozambique’s land-locked neighbours, Zimbabwe, Zambia and Malawi – is yet to materialize. Despite the fact that such a grand vision is yet to materialize – if at all it will – this piece highlights its material consequences on the ground.

As a recently published special issue of the Journal of Eastern African Studies on growth corridors has shown, a careful examination of the planning, implementation and effects of agricultural corridors suggests that they often generate anxiety over land, and potential environmental impacts, and reconfigure power dynamics between international capital, local elites, bureaucrats and smallholder farmers – whether or not their official objectives are achieved.

By focusing on the practices of international investors, national elites, local bureaucrats and project beneficiaries, this research has suggested that, in order to attract capital, selected regions for development projects must dramatize their potential as places for investment, carefully selecting project locations and participants who will make compromises so as to conceal failure, virtually guaranteeing that the programme will be declared a success when the time comes for evaluation. These performances of success require the participation of a constellation of actors in order to be effective.

Along the Beira and Nacala agricultural corridors of Mozambique, there has been a widespread trend where international funders and investors, national elites, local bureaucrats and smallholder farmers collude in performing agricultural success, not only to attract the much-needed international capital, but in ways that bring the largely non-existent corridors to life. Agricultural corridors in Mozambique, in this sense, emerge on those occasions when international funders and investors, national elites, local bureaucrats and smallholder farmers overstate the success of agricultural projects – much like Chinese local officials did in the early 1960s. Below are two examples worth considering.

The tomato processing plant that never was

The administrative post of Tica in Nhamatanda District – along the Beira agricultural corridor – is famous for its abundant production of tomatoes. They are often left to rot when farmers are not able to sell all their produce.

In the local media, talk of building a tomato processing plant in Tica can be traced back to 2009, when a local entrepreneur reportedly received about US$33,000 from the Nhamatanda District Development Fund to build a tomato processing plant in order to capitalize on the district’s agricultural potential. In some of the media accounts, the processing plant was presented as if it already existed, running and fulfilling its promise to absorb the horticultural produce of farmers along the Beira agricultural corridor.

In 2013, a daily newspaper Notícias, published a news piece with the title, Processing plant created in Nhamatanda. The content of the news was based on an interview with the then district administrator of Nhamatanda, who said that a building plot had been located for the construction of the processing plant, and that a public tender for constructors had been announced and bids were awaited. He stated that the building would be completed by December 2013, and that equipment would be installed by February 2014.

There has been a widespread trend where international funders and investors, national elites, local bureaucrats and smallholder farmers collude in performing agricultural success.

In April 2015, another headline by the Voice of America read, Tomato processing plant changes the lives of producers in Tica. This story was based on two women who had been making a living for over 12 years selling tomatoes at a small agricultural market. This time the district administrator was announcing that the building was going to be completed by May 2015. In February 2018, another headline announced, This year Nhamatanda is going to process tomato, in an article where a district administrator was boasting of the 200,000-tonnes capacity of the future processing plant, advising local farmers to get ready to “produce a lot” since there was going to be a company to buy their produce.

When I visited the factory in March 2018, the building was not equipped. In a follow-up visit three months later, the main building of the processing plant was closed; a small agricultural inputs shop was operating from the security booth. The main building had caught fire at some point, and was closed pending repairs. The situation on the ground was in stark contrast to what district officials had been telling visiting researchers and journalists.

Ideas such as the introduction of financial services or the provision of technical assistance and tillage services are attractive, not only to farmers, but also to international donors and investors, but at the time the success of the tomato processing plant in Tica was being widely touted in the media, most of these plans were yet to materialize. The fire did indeed put an abrupt end to the brief lifespan of the plant, but the expectation of agricultural commercialisation that the plant had generated in the region long before it began operating exemplified the extent to which local officials were willing to create a narrative of success around a project in anticipation of, or as a means of attracting the much needed but seriously lacking investment capital.

A very important agribusiness fair 

On 7 and 8 July 2018, an agribusiness fair took place at the municipal soccer field of Ribáuè in Nampula province along the Nacala agricultural corridor. The fair was entitled Nakosso Agribusiness Fair: Facilitating Access to Markets, and was the first of a series of five fairs to be organized in northern Mozambique by a private company working in partnership with the Swiss Agency for Development and Cooperation. The fair was an important event in the calendar. The provincial governor opened it in a ceremony that was also attended by the Ministers of Agriculture and Rural Development, and by the Minister of Industry and Commerce.

The fair had stands showing various products by local farmers’ associations, whose work is often done with the support of district extension officers, and through a number of NGO-supported projects. As the visiting dignitaries went from one exhibition stand to another, the interaction with exhibitors was punctuated by questions, compliments and suggestions for improvement. The opening ceremony ended with the provincial governor’s speech, where he congratulated the exhibitors and encouraged them to continue the good work.

The events that took place during the fair, including the governor’s speech, were disseminated across the district through local radio station news programmes by the end of the day and the following morning they featured in the provincial news broadcast – a local feat.

The processing plant was presented as if it already existed, running and fulfilling its promise to absorb the horticultural produce of farmers along the Beira agricultural corridor.

In many ways, the fair represented the desired agricultural life in the district, showcasing products and opportunities for smallholder, medium and large-scale farmers in the production and commercialization processes – financial institutions, input providers and dealers, extension officers, successful smallholder farmers and large commercial farms were all brought together at the fair in a performance of agricultural success.

While district statistics point to the growth in local production and productivity in the past three years, the fair is especially effective as a field to demonstrate agricultural productivity all throughout the corridor, giving materiality to the corridor as a result, and enlisting a network of actors in the project of corridor making. In other words, the example of the fair illustrates how such events can provide occasions for the demonstration of success, and the creation of an ideal vision for the agricultural corridor. In Mozambique, the significance of agricultural fairs is perhaps best exemplified by the fact that they form a distinctive feature in the agenda of visiting high-level dignitaries, from the president of the republic, to provincial governors and ministers.

Despite the fact that on some occasions visiting dignitaries have questioned the blatant exhibition of produce brought in from other areas – in ways similar to the deception adopted by local officials in 1960s China – the fair is presented as a sample of agricultural developments already taking place in other areas covered by the corridor, especially given the efforts local officials put into achieving some kind of geographical representation of exhibitors. Finally, the fair also provides an opportunity for a pedagogy, through the celebration of cases of success that should be seen as models to be followed by other actors, in particular smallholder farmers.

In Mozambique, the significance of agricultural fairs is perhaps best exemplified by the fact that they form a distinctive feature in the agenda of visiting high-level dignitaries.

The idea of the corridor, whether the corridor existed or not, was in Mozambique, producing material effects on the ground.

The lesson

Without actual investments and infrastructure, blueprints, visions and policies for agricultural commercialisation in Mozambique come to be, or are given visibility, only when specific agricultural projects within the geographical location of the corridor are presented as successful.

At these events, complex entanglements emerge, exemplifying the everyday work of international funders and investors, national elites, local bureaucrats, and smallholder farmers, as they all perform project success on different occasions. Meanwhile, agricultural commercialisation, within the identified corridor region, remains low.

The lesson from these examples is that whether or not they achieve their official objectives – often to increase productivity and lift people out of poverty – development plans, visions and blueprints have material consequences.

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